LTE – The UMTS Long Term Evolution - aldraji.com

1 LTE The umts long Term EvolutionLTE The UMTSLong Term EvolutionFrom Theory to PracticeSecond EditionStefania SesiaST-Ericsson, FranceIssam ToufikETSI, FranceMatthew BakerAlcatel-Lucent, UKA John Wiley & Sons, Ltd., PublicationThis edition first published 2011 2011 John Wiley & Sons officeJohn Wiley & Sons Ltd, The Atrium, Southern Gate, Chichester, West Sussex, PO19 8SQ,United KingdomFor details of our global editorial offices, for customer services and for information about how to applyfor permission to reuse the copyright material in this book please see our website at rights of the authors to be identified as the authors of this work have been asserted in accordancewith the Copyright, Designs and Patents Act rights reserved. No part of this publication may be reproduced, stored in a retrieval system, ortransmitted, in any form or by any means, electronic, mechanical, photocopying, recording orotherwise, except as permitted by the UK Copyright, Designs and Patents Act 1988, without the priorpermission of the on cover courtesy of Alcatel-Lucent, from thengConnectLTE-equipped website reproduced by permission of also publishes its books in a variety of electronic formats.

2 Some content that appears in printmay not be available in electronic used by companies to distinguish their products are often claimed as trademarks. Allbrand names and product names used in this book are trade names, service marks, trademarks orregistered trademarks of their respective owners. The publisher is not associated with any product orvendor mentioned in this book. This publication is designed to provide accurate and authoritativeinformation in regard to the subject matter covered. It is sold on the understanding that the publisher isnot engaged in rendering professional services. If professional advice or other expert assistance isrequired, the services of a competent professional should be of Congress Cataloging-in-Publication DataSesia, bibliographical references and ISBN: 9780470978504epub ISBN: 9780470978641 Printed in Great Britain by CPI Antony Rowe, Chippenham, ISBN: 9780470660256 (H/B)Matthew 978-0-470-66025-6 (hardback)1.

3 Universal Mobile Telecommunications System. 2. long -Term Evolution (Telecommunications)I. Toufik, Issam. II. Baker, Matthew (Matthew ) III. catalogue record for this book is available from the British 2011ePDF ISBN: 6-dc222010039466 LTE the umts long term Evolution : from theory to practice/Stefania Sesia, Issam Toufik,DedicationTo my SesiaTo my parents for their sacrifices and unconditional love. To my brother and sisters for their love andcontinual support. To my friends for being what they ToufikTo the glory of God, who so loved the world that He gave His only Son, that whoever believes in Himshall not perish but have eternal life . The BakerContentsEditors BiographiesList of ContributorsForewordPrefaceAcknowledgeme ntsList of Acronyms1 Introduction and Background1 Thomas S lzer and Matthew Context for the long Term Evolution of in the Mobile Radio Standardization Process in and Targets for the long Term Performance Cost and for the long Term Antenna Radio Equipment the First LTE Release to Theory to 21xxixxiiixxviixxixxxxixxxiiiviiiCONTENT SPart I Network Architecture and Protocols232 Network Architecture25 Sudeep Palat and Philippe Architectural Core Access of Service and EPS Establishment with other E-UTRAN Network Interfaces: S1 Structure over over Management over Management over over over Management over of Warning E-UTRAN Network Interfaces.

4 X2 Structure over over over and Interference Management Over Historical Information Over 553 Control Plane Protocols57 Himke van der Resource Control (RRC).. Control within Mode Inter-RAT RRC Signalling and Cell 864 User Plane Protocols87 Patrick Fischer, SeungJune Yi, SungDuck Chun and YoungDae to the User Plane Protocol Data Convergence Protocol (PDCP).. and of Data PDU Link Control (RLC).. PDU Access Control (MAC).. of the User Plane II Physical Layer for Downlink1215 Orthogonal Frequency Division Multiple Access (OFDMA)123 Andrea Ancora, Issam Toufik, Andreas Bury and Dirk of OFDM Multiplexing Power Ratio and Sensitivity to Non-Linearity .. to Carrier Frequency Offset and Time-Varying Channels . Offset and Cyclic Prefix Layer Parameters for Introduction to Downlink Physical Layer Design145 Matthew Resource to Downlink Synchronization and Cell Search151 Fabrizio Tomatis and Stefania Sequences and Cell Search in Chu Synchronization Signal (PSS) Synchronization Signal (SSS) Versus Non-Coherent Reference Signals and Channel Estimation165 Andrea Ancora, Stefania Sesia and Alex of Reference Signals in the LTE Reference Reference Signals in Release Reference Signals in Release Channel Modelling and Correlation: The WSSUS Channel Model.

5 Correlation: The Kronecker Channel Estimate Approach to Linear Channel Channel and Infinite Length Channel Downlink Physical Data and Control Channels189 Matthew Baker and Tim Data-Transporting Broadcast Channel (PBCH).. Downlink Shared CHannel (PDSCH) .. Multicast Channel (PMCH).. Control for Control Channel Channel Hybrid ARQ Indicator Channel (PHICH).. Scheduling Link Adaptation and Channel Coding215 Brian Classon, Ajit Nimbalker, Stefania Sesia and Issam Link Adaptation and CQI CQI Feedback in Channel Theoretical Aspects of Channel Channel Coding for Data Channels in Channel Coding for Control Channels in Multiple Antenna Techniques249 Thomas S lzer, David Gesbert, Cornelius van Rensburg, Filippo Tosato, FlorianKaltenberger and Tetsushi Fundamentals of Multiple Antenna MIMO Signal Single-User MIMO Multi-User MIMO MIMO Schemes in Practical Single-User Multi-User MIMO Multi-User Scheduling and Interference Coordination279 Issam Toufik and Raymond General Considerations for Resource Allocation Scheduling Ergodic Delay-Limited Control Format Indicator CHannel (PCFICH)Physical Downlink Control CHannel (PDCCH)

6 Considerations for Resource Scheduling in Interference Coordination and Frequency Inter-eNodeB Signalling to Support Downlink Frequency-DomainICIC in Inter-eNodeB Signalling to Support Uplink Frequency-DomainICIC in Static versus Semi-Static Broadcast Operation293 Himke van der Velde, Olivier Hus and Matthew Broadcast Overall MBMS Reference Content Core Radio Access Network E-UTRAN/UTRAN/GERAN and UE .. MBMS MBMS Single Frequency Network Physical Layer MBSFN MBMS Mobility UE Capabilities and Service Radio Access Protocol Architecture and Protocol Session Start Radio Resource Control (RRC) Signalling Content Counting Public Warning Comparison of Mobile Broadcast Delivery by Cellular Delivery by Broadcast Services and III Physical Layer for Uplink31514 Uplink Physical Layer Design317 Robert Love and Vijay SC-FDMA SC-FDMA Transmission Time-Domain Signal Frequency-Domain Signal Generation (DFT-S-OFDM).

7 SC-FDMA Design in Transmit Processing for SC-FDMA Parameters for Subcarrier in Pulse Uplink Reference Signals327 Robert Love and Vijay RS Signal Sequence Base RS Sequences and Sequence Orthogonal RS via Cyclic Time-Shifts of a Base Sequence-Group Hopping and Sequence-Group Sequence-Group Cyclic Shift Demodulation Reference Signals (DM-RS).. Uplink Sounding Reference Signals (SRS).. SRS Subframe Configuration and Duration and Periodicity of SRS SRS Symbol Uplink Physical Channel Structure343 Robert Love and Vijay Physical Uplink Shared Data Channel Scheduling on PUSCH Transport Block Uplink Control Channel Physical Uplink Control Channel (PUCCH) Types of Control Signalling Information and PUCCH Formats .. Channel State Information Transmission on PUCCH (Format 2) .. Multiplexing of CSI and HARQ ACK/NACK from a UE on PUCCH HARQ ACK/NACK Transmission on PUCCH (Format 1a/1b).

8 Multiplexing of CSI and HARQ ACK/NACK in the Same (Mixed)PUCCH Scheduling Request (SR) Transmission on PUCCH (Format 1) .. Multiplexing of Control Signalling and UL-SCH Data on ACK/NACK Multiple-Antenna Closed-Loop Switched Antenna Multi-User Virtual MIMO or Random Access371 Pierre Bertrand and Jing Random Access Usage and Requirements in Random Access Contention-Based Random Access Contention-Free Random Access Physical Random Access Channel Multiplexing of PRACH with PUSCH and The PRACH Preamble Sequence Theory and PRACH UE eNodeB PRACH Time Division Duplex (TDD) Preamble Format Concluding Uplink Transmission Procedures407 Matthew Uplink Timing Timing Advance Power Detailed Power Control UE Power Headroom Summary of Uplink Power Control IV Practical Deployment Aspects42119 User Equipment Positioning423 Karri Ranta-aho and Zukang Assisted Global Navigation Satellite System (A-GNSS) Positioning.

9 Observed Time Difference Of Arrival (OTDOA) Positioning Reference Signals (PRS).. OTDOA Performance and Practical Cell-ID-based Basic CID Enhanced CID Positioning using Round Trip Time and UE ReceiveLevel Enhanced CID Positioning using Round Trip Time and Angle ofArrival .. LTE Positioning Summary and Future The Radio Propagation Environment437 Juha Ylitalo and Tommi J ms SISO and SIMO Channel ITU Channel 3 GPP Channel Extended ITU MIMO Channel SCM Channel SCM-Extension Channel WINNER LTE Evaluation Extended ITU Models with Spatial ITU Channel Models for Comparison of MIMO Channel Radio Channel Implementation for Conformance Performance and Conformance Future Testing Concluding Radio Frequency Aspects457 Moray Rumney, Takaharu Nakamura, Stefania Sesia, Tony Sayers and Adrian Frequency Bands and Transmitter RF Requirements for the Intended Requirements for Unwanted Power Amplifier Receiver RF Receiver General Transmit Signal Maximum Input Small Signal Selectivity and Blocking Spurious Intermodulation Dynamic RF Transmitter RF Model of the Main RF Radio Resource Management503 Muhammad Cell Search Cell Search within E-UTRAN to E-UTRAN Cell Global Identifier E-UTRAN to UTRAN Cell E-UTRAN to GSM Cell Enhanced Inter-RAT Measurement Mobility E-UTRAN UTRAN GSM Measurements.

10 GSM Carrier CDMA2000 UE Measurement Reporting Mechanisms and E-UTRAN Event Triggered Reporting Inter-RAT Event-Triggered Mobility Mobility Performance in RRC_IDLE Mobility Performance in RRC_CONNECTED RRC Connection Mobility Control RRC Connection Random Radio Link Monitoring In-sync and Out-of-sync Requirements without Requirements with Requirements during Concluding Paired and Unpaired Spectrum531 Nicholas Duplex Interference Issues in Unpaired Adjacent Carrier Interference Summary of Interference Half-Duplex System Design Accommodation of Transmit Receive Coexistence between Dissimilar HARQ and Control Signalling for TDD Half-Duplex FDD (HD-FDD) Physical Layer Conditions for Applications of Summary of Reciprocity Picocells, Femtocells and Home eNodeBs563 Philippe Godin and Nick Home eNodeB Architecture Local IP Access Interference Management for Femtocell Interference Network Listen RF Requirements for Small Transmitter Receiver Demodulation Performance Time Synchronization for TDD Self-Optimizing Networks581 Philippe Automatic Neighbour Relation Function (ANRF).