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Margin/Options Upgrade Form

Reset Form Margin/Options Upgrade Form Return Options: Mail: TD ameritrade Singapore Pte. Ltd. 1 Temasek Avenue #15-02. Millenia Tower Singapore 039192. Questions? Please visit or call a Client Email: Services representative at +65 6823 2250. Fax: +65 6238 6601. *Duplicate like-titled margin accounts are not permitted. Basic Account Types Entity Account Types Individual, Joint Corporate Add margin and add/ Upgrade options privileges Add margin and add/ Upgrade options privileges (Complete Sections 1, 2, 3, 4, 7, and 8) (Complete Sections 1 thru 8). To only add margin (Complete Sections 1, 2, 3, 4, and 8) To only add margin (Complete Sections 1, 2, 3, 4, 5, 6 and 8).

TD Ameritrade Singapore Pte. Ltd. 1 Temasek Avenue #15-02 Millenia Tower Singapore 039192 Email: Help@tdameritrade.com.sg Fax: +65 6238 6601 Margin/Options Upgrade Form Account Information *TDAS279* ... Application without checking the box to decline margin privileges, you represent that you understand and agree that margin ...

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Transcription of Margin/Options Upgrade Form

1 Reset Form Margin/Options Upgrade Form Return Options: Mail: TD ameritrade Singapore Pte. Ltd. 1 Temasek Avenue #15-02. Millenia Tower Singapore 039192. Questions? Please visit or call a Client Email: Services representative at +65 6823 2250. Fax: +65 6238 6601. *Duplicate like-titled margin accounts are not permitted. Basic Account Types Entity Account Types Individual, Joint Corporate Add margin and add/ Upgrade options privileges Add margin and add/ Upgrade options privileges (Complete Sections 1, 2, 3, 4, 7, and 8) (Complete Sections 1 thru 8). To only add margin (Complete Sections 1, 2, 3, 4, and 8) To only add margin (Complete Sections 1, 2, 3, 4, 5, 6 and 8).

2 * Custodial accounts are not eligible for margin or advanced options privileges. 1 Account Information Account Number (required): Account Owner/Authorized Agent Name Prefix (optional): C Mr. C Mrs. C Ms. C Dr. C Rev. First Name: Middle Name: Last Name: Name of Entity (if applicable): Date of Birth (MM/DD/YYYY): Number of Dependents: Marital Status: C Single C Married C Divorced C Widowed Employment Status: C Employed C Unemployed C Retired C Homemaker C Student C Self-Employed Employer Name (If Self-Employed, provide the name of your business): Please choose from the list provided on page 10 the occupation code and industry of occupation code that most accurately describes your situation.

3 Occupation Code: Industry of Occupation Code: *TDAS279* Page 1 of 10 TDAS 279 F 07/21. Section 1, Account Information continued TD ameritrade Acct # (required): Employer Address: City: State: Postal Code: Country: Annual Income: C US$0-US$24,999 C US$25,000-US$49,999 C US$50,000-US$99,999 C US $100,000-$249,999 C US$250,000+. Approximate Net Worth: (not including primary residence). C US$0-US$14,999 C US$15,000-US$49,999 C US$50,000-US$99,999 C US$100,000-US$249,999. C US$250,000-US$499,999 C US$500,000-US$999,999 C US$1,000,000-US$1,999,999 C US$2,000,000+. Approximate Liquid Net Worth: (cash, stocks, etc.)

4 C US$0-US$14,999 C US$15,000-US$49,999 C US$50,000-US$99,999 C US$100,000-US$249,999. C US$250,000-US$499,999 C US$500,000-US$999,999 C US$1,000,000-US$1,999,999 C US$2,000,000+. What best describes the ongoing source of funds for this account? C Employment/Wages C Retirement Funds C Gift C Savings C Inheritance/Trust C Investments C Unemployment/Disability C Legal Settlement C Lottery/Gaming C Spousal/Parental Support C Other (describe source of funds): Account Co-Owner/Authorized Agent Name Prefix (optional): C Mr. C Mrs. C Ms. C Dr. C Rev. First Name: Middle Name: Last Name: Name of Entity (if applicable): Date of Birth (MM/DD/YYYY): Number of Dependents: Marital Status: C Single C Married C Divorced C Widowed Employment Status: C Employed C Unemployed C Retired C Homemaker C Student C Self-Employed Employer Name (If Self-Employed, provide the name of your business): Please choose from the list provided on page 10 the occupation code and industry of occupation code that most accurately describes your situation.

5 Occupation Code: Industry of Occupation Code: Employer Address: City: State: Zip Code: Country: Page 2 of 10 TDAS 279 F 07/21. Section 1, Account Information continued TD ameritrade Acct # (required): Annual Income: C US$0-US$24,999 C US$25,000-US$49,999 C US$50,000-US$99,999 C US $100,000-$249,999 C US$250,000+. Approximate Net Worth: (not including primary residence). C US$0-US$14,999 C US$15,000-US$49,999 C US$50,000-US$99,999 C US$100,000-US$249,999. C US$250,000-US$499,999 C US$500,000-US$999,999 C US$1,000,000-US$1,999,999 C US$2,000,000+. Approximate Liquid Net Worth: (cash, stocks, etc.)

6 C US$0-US$14,999 C US$15,000-US$49,999 C US$50,000-US$99,999 C US$100,000-US$249,999. C US$250,000-US$499,999 C US$500,000-US$999,999 C US$1,000,000-US$1,999,999 C US$2,000,000+. What best describes the ongoing source of funds for this account? C Employment/Wages C Retirement Funds C Gift C Savings C Inheritance/Trust C Investments C Unemployment/Disability C Legal Settlement C Lottery/Gaming C Spousal/Parental Support C Other (describe source of funds): 2 Affiliations heck here if the C Account Owner or C Co-Owner, their spouse, any member of their immediate families living in the same household, C.

7 Including parents, in-laws, siblings, and dependents is a member of the board of directors, 10% shareholder, or policy-making officer of a publicly traded company. Specify the company name, ticker symbol, address, city, and state: Check here if the C Account Owner or C Co-Owner, their spouse, any member of their immediate families living in the same household, including parents, in-laws, siblings, and dependents is licensed, employed by, or associated with, a broker-dealer firm, a financial services regulator, securities exchange, or member of a securities exchange. If checked, please specify entity below.

8 If this entity requires its approval for you to open this account, please provide a copy of the required authorization letter with this Upgrade form: 3 Investment Objectives For Select the degree of risk you are willing to take with the assets in this account: definitions regarding C Conservative C Moderate C Aggressive C Speculative investment objectives, Select the primary investment objective for this account: please see page 9 of C Conservation C Moderate C Moderate Growth C Growth C Aggressive Growth the Upgrade form. Select the secondary investment objectives for this account: (Check at least one or all that apply).

9 C Conservation C Moderate C Moderate Growth C Growth C Aggressive Growth C None Select the liquidity needs for this account: (Check only one that applies). C Within 3 months C 4 - 6 months C 7 - 9 months C 10 - 12 months C More than 1 year Select the investment time horizon for this account: C Less than 1 year C 1 - 3 years C 4 - 6 years C 7 -9 years C 10-12 years C 13 years or more Page 3 of 10 TDAS 279 F 07/21. TD ameritrade Acct # (required): 4 Margin Privileges All qualified accounts are opened as margin accounts unless you decline margin privileges in this section. A margin account allows you to borrow from TD ameritrade against certain securities as your collateral.

10 A decline in the value of your securities may require you to provide additional funds, or force the sale of securities in your account. Selling short can expose you to potentially unlimited risk. To learn more about the potential benefits of margin borrowing and the associated risks involved, please read the Margin Account Handbook and the Margin Disclosure Document located within the forms library: For Business Accounts: You must decline margin privileges if the governing documents of the Business do not authorize margin borrowing. C Check this box if you want to decline margin privileges and/or to remove margin privileges from the account if it already has them.


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