NATIONAL INDUSTRIAL SECURITY PROGRAM OPERATING …

1 DoD NATIONAL INDUSTRIAL SECURITY PROGRAM OPERATING MANUAL February 2006 incorporating change 1 March 28, 2013 With inline ISLs: ISLs 2006-01, -02; 2007-01; 2009 -01, -02, -03; 2010-01, -02; 2011-01, -02, -03, -04; 2012-01, -02, -03, -04; 2013-01, -02, -03, -04, -05, -06; 2014-01, -02, and -03 Compiled May 2, 2014 DoD , change 1, March 28, 2013 with ISLs 2006-01, -02; 2007-01; 2009 -01, -02, -03; 2010-01, -02; 2011-01, -02, -03, -04; 2012-01, -02, -03, -04; 2013-01, -02, -03, -04, -05, -06; 2014-01, -02, and -03 Compiled May 2, 2014 BL ii May 2, 2014 This compilation, like the May 10, 2010 compilation, is provided as an aide.

2 This complied NISPOM with ISLs in blue is an unofficial reference document. The official NISPOM is change 1, dated March 28, 2013; and the individual ISLs can be found at DoD , change 1, March 28, 2013 with ISLs 2006-01, -02; 2007-01; 2009 -01, -02, -03; 2010-01, -02; 2011-01, -02, -03, -04; 2012-01, -02, -03, -04; 2013-01, -02, -03, -04, -05, -06; 2014-01, -02, and -03 Compiled May 2, 2014 1 TABLE OF CONTENTS Page Table of Contents 1 References 14 AL1. Acronyms 16 CHAPTER 1. GENERAL PROVISIONS AND REQUIREMENTS Section 1. Introduction 1-100. Purpose 1-1-1 1-101. Authority 1-1-1 1-102. Scope 1-1-2 ISL 2006-01 #1 (1-102) 1-103.

3 Agency Agreements 1-1-2 ISL 2012-01 ( ) ISL 2013-02 ( ) ISL 2013-04 ( ) ISL 2014-02 ( ) 1-104. SECURITY Cognizance 1-1-3 1-105. Composition of Manual 1-1-3 1-106. Manual Interpretations 1-1-3 1-107. Waivers and Exceptions to this Manual 1-1-4 Section 2. General Requirements 1-200. General 1-2-1 ISL 2006-02 #1 (1-200) 1-201. Facility SECURITY Officer (FSO) 1-2-1 1-202. Standard Practice Procedures 1-2-1 1-203. One-Person Facilities 1-2-1 1-204. Cooperation with Federal Agencies and Officially Credentialed Representatives of Those Agencies 1-2-1 ISL 2006-01 #2 (1-204) ISL 2010-01 #1 (1-204) 1-205. SECURITY Training and Briefings 1-2-2 1-206.

4 SECURITY Reviews 1-2-2 ISL 2006-02 #2 (1-206) 1-207. Hotlines 1-2-3 1-208. Classified Information Procedures Act (CIPA) 1-2-4 Section 3. Reporting Requirements 1-300. General 1-3-1 1-301. Reports to be Submitted to the FBI 1-3-1 ISL 2010-02 (rescinded by ISL 2013-05) ISL 2013-05 (1-301) 1-302. Reports to be Submitted to the CSA 1-3-2 ISL 2006-02 #3 (1-302) ISL 2006-02 #4 (1-302, 1-303, 1-304) ISL 2011-04 ( ) DoD , change 1, March 28, 2013 with ISLs 2006-01, -02; 2007-01; 2009 -01, -02, -03; 2010-01, -02; 2011-01, -02, -03, -04; 2012-01, -02, -03, -04; 2013-01, -02, -03, -04, -05, -06; 2014-01, -02, and -03 Compiled May 2, 2014 2 ISL 2009 -03 ( (5) and 2-302) 1-303.

5 Reports of Loss, Compromise, or Suspected Compromise 1-3-7 ISL 2006-02, #4 (1-302, 1-303, 1-304) ISL 2006-02 #5 (1-303 and 4-218) 1-304. Individual Culpability Reports 1-3-8 ISL 2006-02 #4 (1-302, 1-303, 1-304) CHAPTER 2. SECURITY CLEARANCES Section 1. Facility Clearances 2-100. General 2-1-1 2-101. Reciprocity 2-1-1 2-102. Eligibility Requirements 2-1-1 ISL 2006-02 #6 (2-102 and 7-101) ISL 2009 -02 #1 (2-102) ISL 2013-01 ( ) 2-103. Processing the FCL 2-1-2 2-104. PCLs Required in Connection with the FCL 2-1-2 2-105. PCLs Concurrent with the FCL 2-1-3 2-106. Exclusion Procedures 2-1-3 2-107. Interim FCLs 2-1-3 2-108.

6 Multiple Facility Organizations (MFOs) 2-1-3 ISL 2006-02 #7 (2-108) 2-109. Parent-Subsidiary Relationships 2-1-3 2-110. Termination of the FCL 2-1-3 2-111. Records Maintenance 2-1-4 Section 2. Personnel SECURITY Clearances 2-200. General 2-2-1 ISL 2006-01 #3 (2-200) ISL 2006-01 #4 (2-200 and 2-211) ISL 2006-02 #8 (2-200) ISL 2010-01 #2 ( ) 2-201. Investigative Requirements 2-2-2 ISL 2006-02 #9 (2-201) ISL 2006-02 #10 (2-201) 2-202. Procedures for Completing the Electronic Version of the SF 86 2-2-3 ISL 2006-01 #5 (2-202) 2-203. Common Adjudicative Standards 2-2-4 2-204. Reciprocity 2-2-4 2-205. Pre-employment Clearance Action 2-2-4 ISL 2009 -02 #2 (2-205) 2-206.

7 Contractor-Granted Clearances 2-2-5 2-207. Verification of Citizenship 2-2-5 2-208. Acceptable Proof of Citizenship 2-2-5 ISL 2010-01 #3 (2-208) ISL 2011-02 #1 (2-208) 2-209. Citizens 2-2-6 2-210. Access Limitations of an LAA 2-2-6 ISL 2006-02 #11 (2-210) 2-211. Interim PCLs 2-2-6 DoD , change 1, March 28, 2013 with ISLs 2006-01, -02; 2007-01; 2009 -01, -02, -03; 2010-01, -02; 2011-01, -02, -03, -04; 2012-01, -02, -03, -04; 2013-01, -02, -03, -04, -05, -06; 2014-01, -02, and -03 Compiled May 2, 2014 3 ISL 2006-01 #4 (2-200 and 2-211) 2-212. Consultants 2-2-7 ISL 2006-02 #12 (2-212) Section 3. Foreign Ownership, Control, or Influence (FOCI) 2-300.

8 Policy 2-3-1 ISL 2009 -02 #3 ( ) 2-301. Factors 2-3-2 2-302. Procedures 2-3-2 ISL 2006-01 #6 (2-302) ISL 2009 -03 ( (5) and 2-302) 2-303. FOCI Action Plans 2-3-3 ISL 2006-01 #7 (2-303) ISL 2011-02 #2 ( (2)) 2-304. Citizenship of Persons Requiring PCLs 2-3-5 2-305. Qualifications of Trustees, Proxy Holders, and Outside Directors 2-3-5 2-306. GSC 2-3-5 2-307. TCP 2-3-6 2-308. Annual Review and Certification 2-3-6 2-309. Limited FCL 2-3-7 2-310. Foreign Mergers, Acquisitions and Takeovers and the Committee on Foreign Investment in the United States (CFIUS) 2-3-7 CHAPTER 3. SECURITY TRAINING AND BRIEFINGS Section 1. SECURITY Training and Briefings 3-100.

9 General 3-1-1 3-101. Training Materials 3-1-1 3-102. FSO Training 3-1-1 ISL 2010-01 #4 (rescinded by ISL 2012-03) ISL 2012-03 (3-102) 3-103. Government-Provided Briefings 3-1-1 3-104. Temporary Help Suppliers 3-1-1 3-105. Classified Information Nondisclosure Agreement (SF 312) 3-1-1 ISL 2006-02 #13 (3-105) ISL 2006-02 #14 (3-105) 3-106. Initial SECURITY Briefings 3-1-2 3-107. Refresher Training 3-1-2 3-108. Debriefings 3-1-2 CHAPTER 4. CLASSIFICATION AND MARKING Section 1. Classification ISL 2013-06 #1 (Chapter 4) 4-100. General 4-1-1 4-101. Original Classification 4-1-1 4-102. Derivative Classification Responsibilities 4-1-1 ISL 2013-06 #2 ( ) 4-103.

10 SECURITY Classification Guidance 4-1-2 4-104. Challenges to Classification 4-1-3 DoD , change 1, March 28, 2013 with ISLs 2006-01, -02; 2007-01; 2009 -01, -02, -03; 2010-01, -02; 2011-01, -02, -03, -04; 2012-01, -02, -03, -04; 2013-01, -02, -03, -04, -05, -06; 2014-01, -02, and -03 Compiled May 2, 2014 4 4-105. Contractor Developed Information 4-1-3 4-106. Classified Information Appearing in Public Media 4-1-3 4-107. Downgrading or Declassifying Classified Information 4-1-4 ISL 2006-01 #8 (4-107 and ) Section 2. Marking Requirements 4-200. General 4-2-1 4-201. Marking Requirements for Information and Material 4-2-1 4-202.