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P erIODIC T rANSACTION ePOrT

PerIODIC TrANSACTION rePOrTClerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515fIler INfOrmATIONName:Hon. Nancy PelosiStatus:MemberState/ >$200?2000074389 SPAllianceBernstein Holding (AB) [OL]P12/22/202012/22/2020$500,001 -$1,000,000gfedcFILINg STATUS: AmendedLOCATION: New York, NY, USDESCRIPTION: Purchased 20,000 units in a global asset management firm providing investment management andresearch services worldwide to institutional, high-net-worth and retail Holding (AB) [OL]P02/18/202102/18/2021$500,001 -$1,000,000gfedcFILINg STATUS: AmendedLOCATION: New York, NY, USDESCRIPTION.

DESCRIPTION: Purchased 20,000 units in a global asset management firm providing investment management and research services worldwide to institutional, high-net-worth and retail investors. 2000076481 SP AllianceBernstein Holding L.P. Units (AB) [OL] P 02/18/2021 02/18/2021 $500,001 - $1,000,000 gfedc FILINg S TATUS: Amended LOCATION: New York ...

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Transcription of P erIODIC T rANSACTION ePOrT

1 PerIODIC TrANSACTION rePOrTClerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515fIler INfOrmATIONName:Hon. Nancy PelosiStatus:MemberState/ >$200?2000074389 SPAllianceBernstein Holding (AB) [OL]P12/22/202012/22/2020$500,001 -$1,000,000gfedcFILINg STATUS: AmendedLOCATION: New York, NY, USDESCRIPTION: Purchased 20,000 units in a global asset management firm providing investment management andresearch services worldwide to institutional, high-net-worth and retail Holding (AB) [OL]P02/18/202102/18/2021$500,001 -$1,000,000gfedcFILINg STATUS: AmendedLOCATION: New York, NY, USDESCRIPTION.

2 Purchased 15,000 units in a global asset management firm providing investment management andresearch services worldwide to institutional, high-net-worth and retail Holding (AB) [OL]P02/23/202102/23/2021$500,001 -$1,000,000gfedcFILINg STATUS: AmendedLOCATION: New York, NY, USDESCRIPTION: Purchased 25,000 units in a global asset management firm providing investment management andresearch services worldwide to institutional, high-net-worth and retail Corporation (MSFT)[ST]P03/19/202103/19/2021$1,000,00 1 -$5,000,000gfedcFILINg STATUS: NewDESCRIPTION: Exercised 150 call options (15,000 shares) expiring 3/19/2021 at a strike price of $ Corporation (MSFT)[ST]P03/19/202103/19/2021$1,000,00 1 -$5,000,000gfedcFILINg STATUS: NewFiling ID #20018539 DESCRIPTION: Exercised 100 call options (10,000 shares) expiring 3/19/2021 at a strike price of $ Corporation [OT]P03/10/202103/10/2021$500,001 -$1,000,000gfedcFILINg STATUS: NewLOCATION: USDESCRIPTION: Purchased 10,000 shares.

3 * For the complete list of asset type abbreviations, please visit PublIC OfferINGS nmlkj Yes nmlkji NoCerTIfICATION AND SIGNAT uregfedcb I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to thebest of my knowledge and belief. Further, I CERTIFY that I have disclosed all transactions as required by the STOCK Signed: Hon. Nancy Pelosi , 04/09 >$200?


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