PROGRAMME

1 PPR_9th AML and Compliance Conf_v45TJ08122021 PROGRAMME Day 1 (9 December 2021) CET time 09:00-09:05 Opening Address Istvan Lengyel, Secretary General, Banking Association for Central and Eastern Europe (BACEE) 09:05-09:35 Keynote Speech Optimizing Fraud and AML Compliance by Charmian Simmons, Financial Crime and Compliance Expert, BAE Systems Applied Intelligence Understanding of the changing threat landscape Current and emerging Fraud and AML risks How to adapt and optimize compliance technology SESSION 1 New and emerging regulation, reform and resilience 09.

2 35 AML Action Plan roadmap to strengthening anti-money laundering framework in the Union Steve Ryan, Deputy Head Of Unit, Financial Crime, D2, DG FISMA, European Commission An overview of the most relevant issues regarding AML from MONEYVAL perspective Veronika Mets, Senior Program Manager at MONEYVAL, Council of Europe Current work of the European Banking Authority (EBA) on AML/CFT Raphaelle Stremsdoerfer, Policy Expert (AML/CFT), European Banking Authority Thematic Presentation 10:50 Presentation by Stevan Villalobos, Associate Partner, Forensic & Integrity Services, Ernst & Young SESSION 2 Transformation of compliance in the age of digital banking and artificial intelligence 11:15 Connecting the dots.

3 Why graph analytics is key to get a holistic, 360-degree financial crime risk view Kamil Goral, Director of Solutions, DataWalk SWIFT s response on the evolution of FCC risks Urs Kern, Senior Commercial Manager, Financial Crime Compliance Initiatives, EMEA, SWIFT PPR_9th AML and Compliance Conf_v45TJ08122021 You don t have to be crazy to work in Financial Crime Compliance! We will train you Gizem Tansu, Manager Core Regulatory Advisory (AML & Sanctions), Euroclear, Belgium Too many changes? Too many topics to be aware but no time to read? Do you have feeling that the weight is on your shoulders to save the company?

4 * happened!!! What happens next? Do you ever consider what are you doing in compliance? What is your purpose in life? SESSION 3 ROUNDTABLE DISCUSSION: How Effective is your Compliance System Detection Controls? 12:45 moderator : Charmian Simmons, Financial Crime and Compliance Expert, BAE Systems Applied Intelligence Panellists: Monica Berindean, Head of Compliance, Banca Transilvania Nicola Eschenburg, FTS Venture Leads, Futures, BAE Systems Applied Intelligence Rok Praprotnik, Chief Compliance Officer, Nova Ljubljanska Banka Traditional effectiveness measures and metrics Techniques to be used to test your compliance system controls, rules and analytics How knowing your detection effectiveness affects other aspects of your compliance program SESSION 4 Compliance, cyber security and decentralised finance 13.

5 45 Cyber fraud Gergely Krisztian Horvath, Partner, CEENTRUM Hungary Consulting Ltd. New Challenges in Risk and Compliance for Banks in Crypto and Decentralized Finance (DeFi) Andrew B. Collingworth, Managing Director, Collingworth Consulting Thematic Presentation 14:25 Simplifying Due Diligence Eric A. Sohn, CAMS, CGSS, Global Market Strategist and Product Director, Dow Jones Risk & Compliance SESSION 5 ROUNDTABLE DISCUSSION: AML/Compliance in the financial sector 14:45 moderator Andr s B csfalvi, CAMS (Entrepreneur | Experienced Compliance & Banking Professional | Podcast host | Lecturer | Speaker) Panellists: G bor Mabda, Head of Compliance Department, KDB Bank Europe Ltd.

6 N ra Sljukic, Head of Compliance, UniCredit Bank Hungary va Tak cs, Head of Compliance and AML, CIB Bank SESSION 6 AML, sanctions and financial crime compliance 15:30 The 2021 Global Anti-Money Laundering (AML) and Sanctions Compliance Survey's findings and implications with a focus on financial institutions in Europe Sven Stumbauer, Senior Advisor, Norton Rose Fulbright LLP PPR_9th AML and Compliance Conf_v45TJ08122021 Perpetual KYC the journey to a new digital operating model Dr Henry Balani, Global Head of Industry & Regulatory Affairs, Encompass Corporation Thematic Presentation 16:10 Human Trafficking and FinCrime Compliance.

7 Building your toolkit against trafficking Brian Svoboda Kindle, VP, Product Development, Association of Certified Financial Crime Specialists, Miami, FL Transaction monitoring techniques to detect human trafficking Investigative techniques to detect human trafficking Customer behavior and account activity to indicate trafficking Day 2 (10 December 2021) CET time SESSION 7 Detecting and fighting money laundering 09:00 Elements of an effective AML compliance PROGRAMME : identity verification, PEP filtering, customer and transaction screening, suspicious activity reporting Luis Rodr guez Soler, CEO and Socio Director, ComplianZen Challenges of sanction lists screening for multinational companies Szilvia Andriasik, Compliance Manager, Bilfinger SE.

8 Germany SESSION 8 FIU Roundtable 09:40 moderator : Istvan Lengyel, Secretary General, Banking Association for Central and Eastern Europe (BACEE) Panellists: Tereza B bov , NRA process manager at Financial Analytical Office, Czech Republic Paolo Costanzo, Head of International Cooperation Division, Italian FIU, Bank of Italy Luk Mikul , Senior Police Officer, Department of the Suspicious Trade Operations, Financial Intelligence Unit, Slovakia SESSION 9 Enhanced AML/CFT Compliance in the crypto space 10:25 Banking crypto companies - understanding the risks Oliver Tonkin, Co-founder and Director of BCB Group SESSION 10 ESG, Risk and Compliance 10:45 Applying a Risk-based approach in the AML/Compliance Function Nicolas Marinier, Partner, Deloitte Forensic & Financial Crime, Luxembourg The Convergence of Environmental Crime and Sustainability - Carbon Trading Fraud Che Sidanius, Global Head of Financial Crime & Industry Affairs, Refinitiv 11:30 End of the Conference