Project Report - API

1 Research Study on Reuse and Recycling of batteries Employed in electric Vehicles: The Technical, Environmental, Economic, Energy and Cost Implications of Reusing and Recycling EV batteries Project Report Prepared for Prepared by in association with and September, 2019. Table of Contents List of Tables .. 7. List of 8. List of Acronyms .. 1. Executive 1. 1 Background and Objectives to the 1. 2 Methodology .. 2. 3 EV Battery Sales, End-of-Life Projections, Management Options, and Future Designs .. 3. EV Sales in the US 2011 to 2018 .. 3. Projections of EV Adoption Rates in the US .. 5. Estimated Amounts of End-of-Life EV batteries Projected for the 7. batteries from electric Buses in the 9.

2 Options for EV End of Life batteries .. 11. Collection of EV 12. Future Li-ion Battery Chemistries .. 13. Future EV Battery Designs .. 16. Projections of Future Cost of EV batteries .. 18. 4 EV Battery Reuse .. 20. EV Battery Reuse Terminology .. 20. EV Battery Reuse Examples .. 20. Reuse in EVs .. 24. Reuse of Individual Battery Cells .. 25. Reuse in Energy Storage Systems .. 26. Examples of EV Battery Reuse Companies .. 30. Spiers New Technologies (SNT), Oklahoma City, 31. IT Asset Partners (ITAP), Chatsworth, California (US) .. 34. Other Battery Reuse Companies .. 35. Costs of EV Battery 36. Technical and Policy Issues with EV Battery Reuse .. 39. Additional Lifespan in Second Use.

3 39. KELLEHER RESEARCH STUDY ON REUSE AND RECYCLING OF batteries EMPLOYED IN electric VEHICLES. FINAL Report . SEPTEMBER, 2019 PAGE 3. Provenance and Tracking of Reused EV batteries and Cells .. 40. Standards, Safety and Standardized Terminology .. 41. Liability .. 43. Variability of Chemistries and Cell/Pack Formats .. 44. Transportation and Logistics .. 44. Battery Storage Technology Changes Rapidly .. 46. 5 EV Battery Recycling .. 47. High Level Description of Recycling Processes and Steps .. 47. Major Traditional Nickel and Lithium Battery Recyclers .. 48. Retriev .. 50. Umicore .. 53. INMETCO, Pennsylvania (US).. 55. Glencore-Sudbury Integrated Nickel Operations, Sudbury, Ontario (Canada).

4 56. Battery Solutions, Wixom, Michigan (US) .. 57. Raw Materials Company Inc. Port Colborne, Ontario (Canada) .. 58. EV Battery Recycling by Tesla .. 58. SungEel MCC Americas (SMCC), Endicott, New York (US) .. 60. Battery Resourcers, Worcester, Massachusetts (US) .. 61. Developing EV Battery Recycling Technologies and 62. American Manganese Inc.. 63. Neometals .. 68. Li-Cycle .. 74. Fortum, Finland .. 76. Lithion Recycling Inc.. 77. Costs of EV Battery Recycling .. 77. American Manganese Cost Analysis .. 78. Element Energy Cost 81. Technical Challenges with EV Battery Recycling .. 83. 6 Environmental, Energy, and Cost Impacts of EV Battery Reuse and 86.

5 Energy and Environmental Impacts of EV Battery Reuse .. 86. Energy Impacts of EV Battery 92. KELLEHER RESEARCH STUDY ON REUSE AND RECYCLING OF batteries EMPLOYED IN electric VEHICLES. FINAL Report . SEPTEMBER, 2019 PAGE 4. Environmental Impacts of EV Battery Recycling .. 95. Comparison of Energy and Environmental Impacts of EV Battery Reuse vs. 103. Economic Impacts of EV Battery Reuse vs. 104. 7 Ongoing Research, Current and Future Legislation .. 107. Selected Research in the US .. 107. US DOE Lithium Battery Research Initiative .. 107. US Advanced Battery Consortium .. 109. NAATBatt International .. 110. Research Initiatives in Other Countries .. 111. The Faraday Institution Faraday Battery Challenge.

6 111. EU Innovation Deal .. 112. European Battery Alliance .. 113. European Commission's Horizon 113. 113. Norwegian LIBRES Project .. 114. Swedish Projects .. 114. Existing Legislation Targeting EV batteries .. 115. European Union batteries Directive .. 115. European Union End-of-Life Vehicles (ELV) 117. Mandatory Recycling of EV batteries in China .. 117. Current Consultation Processes and Potential Legislation in the US and Canada .. 118. California .. 118. Provinces of Ontario and BC (Canada) .. 120. 8 Conclusions .. 131. 9 Data Needs and Research Gaps .. 133. List of References .. 135. Appendix A: Types of electric Vehicles .. 163. Appendix B: Lithium-ion Battery Components.

7 165. Appendix C: Lithium-ion Battery Chemistries and Composition .. 167. Appendix D: Lithium-ion EV Battery Design and Configuration .. 171. Appendix E: Battery Chemistry in Different HEVs, PHEVs and B E V s .. 178. Appendix F: Supply Chain for Materials in EV batteries .. 181. KELLEHER RESEARCH STUDY ON REUSE AND RECYCLING OF batteries EMPLOYED IN electric VEHICLES. FINAL Report . SEPTEMBER, 2019 PAGE 5. Appendix G: Factors Influencing EV 184. Appendix H: Commitments by Auto Makers to Increase EV Manufacture .. 193. Appendix I: Examples of EV batteries Used in Energy Storage 197. Appendix J: Findings from Chinese EV Battery Recycling Cost Research .. 201.

8 KELLEHER RESEARCH STUDY ON REUSE AND RECYCLING OF batteries EMPLOYED IN electric VEHICLES. FINAL Report . SEPTEMBER, 2019 PAGE 6. List of Tables Table 1 Total EV Sales in the US (2011-2018) .. 4. Table 2: Annual Sales and Market Share Projections of EVs in the US .. 6. Table 3: Preliminary Estimate of EV batteries Reaching EOL in the US (2019 -2030) .. 8. Table 4 Battery electric Bus (BEB) Purchases in the US .. 10. Table 5 Evolution of Lithium Battery Chemistries (2015-2030).. 15. Table 6 Evolution of Cobalt Content in Lithium batteries (2015 2030) .. 15. Table 7 Examples of EV batteries in Reuse Applications .. 21. Table 8 Partial List of SNT Clients (April, 2019).

9 32. Table 9 EV Battery Reuse Cost Estimates (Circular Energy Storage, 2019) .. 39. Table 10 Lifespans Reported for EV batteries in Reuse Applications .. 40. Table 11 North American EV Battery Recycling Capacities in 49. Table 12 European EV Battery Recycling Facility Capacities in 2016 .. 49. Table 13 Asian EV Battery Recycling Facility Capacities in 50. Table 14 Retriev Battery Recycling Services, 2019 .. 51. Table 15 American Manganese Assessment of Competitors in the EV Battery Recycling Business .. 67. Table 16 American Manganese Cost Scenarios for 1,200 Ton per Year Plant with Different Feedstocks (Li- ion Battery and Production Scrap) ($US millions).

10 79. Table 17 Value of Metals in EV batteries by Chemistry .. 80. Table 18 Comparison of GHG Emissions from Different Recycling Processes for Li-ion batteries .. 103. Table 19 Estimated Comparative Costs and Revenues for Reusing and Recycling EV batteries ($) .. 105. Table 20 Descriptions of Various Li-ion EV Battery 167. Table 21 Elemental and Material Concentrations in Different Types of Li-ion batteries as Reported from Multiple Studies .. 170. Table 22 Type and Weight of batteries Used in the Top 10 HEVs Sold in the US (as of May, 2019) .. 178. Table 23 Types and Weights of batteries Used in Top PHEVs Sold in the US (as of May, 2019) .. 179. Table 24 Types and Weights of batteries Used in Top BEVs Sold in the US (as of May, 2019).