合格境外机构投资者（QFII）投资额度审批情况表

1 QFII QFII 1 UBS AG UBS Global Asset Management(Singapore) Ltd UBS Global Asset Management(Hong Kong) Limited UBS Hana Asset Management Co.,Ltd. Nomura Securities Co.,Ltd. Nomura Asset Management CO.,LTD Citigroup Global Markets Limited Citigroup First InvestmentManagement Limited morgan stanley & PLC. morgan stanley InvestmentManagement Inc. Mitsubishi UFJ morgan StanleySecurities Co., Ltd. Goldman, Sachs & Co. Goldman Sachs Asset ManagementInternational Goldman Sachs International The Hongkong and ShanghaiBanking Corporation Limited HSBC Global Asset Management(Hong Kong) Limited HSBC Global Asset Management(Taiwan) Limited Deutsche Bank Aktiengesellschaft ING Bank ING Investment Management AisaPacific (Hong Kong) Limited JPMorgan Chase Bank, NationalAssociation JF Asset Management Limited JPMorgan Asset ManagementTaiwan Credit Suisse (Hong Kong) Limited Credit Suisse AG Nikko Asset Management Co.

2 ,Ltd. Standard Chartered Bank (HongKong) Limited Hang Seng Bank Limited Daiwa Securities Capital MarketsCo.,Ltd. DAIWA Asset Management Co. Merrill Lynch International Lehman Brothers International Europe Bill & Melinda Gates FoundationTrust Cascade Investment, The Royal Bank of Scotland Soci t G n rale 2015 1 30 QFII 37 Barclays Bank PLC BNP Paribas BNP Paribas Investment PartnersAsia Limited Shinhan BNP Paribas AssetManagement Co., Ltd. Commerzbank AG Power Corporation of Canada Credit Agrigole Corporate andInvestment Bank Amundi Hong Kong Limited INVESCO Asset ManagementLimited GIC Private Limited Martin Currie InvestmentManagement Ltd Temasek Fullerton Alpha Pte Ltd Fullerton Fund ManagementCompany Ltd PineBridge Investment LLC The Dai-ichi Life InsuranceLimited DBS Bank Ltd KBC Financial Products UKLimited KBC Asset Management The Bank of Nova Scotia La Compagnie Financierr Edmondde Rothschild Banque Yale University AMP Capital Investors Limited Eastspring Investment(HongKong)

3 Limited Stanford University United Overseas Bank Limited Schroder Investment MangementLimited GE Asset ManagementIncorporated Shinko Securities Co. Ltd. Shinko Asset Management Co.,Ltd. Mizuho Asset Management Co.,Ltd. Sumitomo Mitsui AssetManagement Company, Limited Sumitomo Mitsui BankingCorporation Norges Bank Pictet Asset Management Limited The Trustees of ColumbiaUniversity in the City of New York Prudential Asset ManagementCo.,Ltd Prudential Financial SecuritiesInvestment Trust Enterprise Robeco Institutional Assetmanagement Mirae Asset Global InvestmentsCo., Ltd. Platinum Investment CompanyLimited State Street Global Advisors AsiaLimited Caisse de d pt et placement du Qu bec Samsung Investment TrustManagement Co.

4 , Ltd. Oversea-Chinese BankingCorporation Limited AllianceBernstein Limited ACE INA International Holdings,Ltd. President and Fellows of HarvardCollege T. Rowe Price Associates, Inc. ABU Dhabi Investment Authority Allianz Global InvestorsLuxembourg Capital International, Inc. Ashmore Equities InvestmentManagement(US) LLC Ashmore Investment ManagementLimited First State InvestmentManagement (UK) Limited Hanwha Investment TrustManagement Co., Ltd. UOB Asset Management Ltd Bank Negara Malaysia DWS Investment Lloyd George Management (HongKong) Limited The Korea Development Bank Templeton Investment Counsel,LLC Shell Asset Management BEA Union InvestmentManagement Limited Woori Bank Co.

5 , Ltd Korea Investment TrustManagement Co., Ltd The Sumitomo Trust & BankingCo., Ltd. Baring Asset Management Limited Manulife Asset Management(Hong Kong) Limited Tongyang Asset ManagementCorp. Royal Bank of Canada DIAM Co., Ltd. Ivy Investment ManagementCompany OFI Asset Management Aberdeen Asset Management AsiaLimited BNY Mellon Asset ManagementInternational Limited Fidelity Investments Management(Hong Kong) Limited Legg Mason Investements(Europe) Limited KB Asset Management Co., Ltd. Hong Kong Monetary Authority Fubon Securities Investment TrustCo. Ltd. Fubon Life Insurance Co. Ltd FUBON INSURANCECOMPANY LIMITED Capital Securities InvestmentTrust Corporation Aviva Investors Global ServicesLimited Bank Julius Bear & Co.

6 ,Ltd KTB Asset Management Co.,Ltd Lyxor Asset Management Yuanta Securities InvestmentTrust Co.,Ltd. Assicurazioni Generali GENERAIL Fund Banco Bilbao Vizcaya Argentaria, Cathay Securities InvestmentTrust Co., Ltd. Cathay Life Insurance Co., LTD. Cathay United Bank Co., Ltd. Fuh Hwa Securities InvestmentTrust Co. Ltd. BMO Investments Inc. Comgest Grantham, Mayo, Van Otterloo & Monetary Authority of Singapore Shin Kong Life Insurance Co., Ltd. ( )China Life Insurance Co., Ltd. Taiwan Princeton University Canada Pension Plan InvestmentBoard Bank of Thailand Kuwait Investment Authority Taiwan Life Insurance Co., Ltd. The Bank of Korea Ontario Teachers' Pension PlanBoard Korea Investment Corporation Stichting Pensioenfonds voorHuisartsen ( )National Pension Service HI Asset Management Co.

7 ,Linmited. Hospital Authority Provident FundScheme Neuberger Berman EuropeLimited KHAZANAH NASIONALBERHAD Russell Investments IrelandLimited TransGlobe Life Insurance Inc. AEGON USA InvestmentManagement, LLC BlackRock Institutional TrustCompany, BlackRock Asset ManagementNorth Asia Limited Northern Trust GlobalInvestments Limited Mercuries Life Insurance Co,Ltd AIA Company Limited Capital Research and ManagementCompany City of London InvestmentManagementi Company Limited Okasan Asset ManagementCo.,Ltd Van Eck Associates Corporation William Blair & Company, Principal Global Investors LLC BOCI-Prudential AssetManagement Limited EARNEST Partners LLC Prescient Investment ManagementPTY LTD Board of Regents of The Universityof Texas System Nan Shan Life InsuranceCompany,Ltd.

8 Metzler Asset Management GmbH Janus Capital Management LLC Suva Ontario Pension Board Macquarie Bank Limited Hai Tong Asset Management (HK)Limited Qatar Holding LLC BOC Group Life AssuranceCompany Limited Value Partners Hong KongLimited The Church Pension Fund Duke University EFG Bank AG Genesis Asset Managers,LLP CDH Investment Advisory PrivateLimited Hillhouse Capital ManagementPte. Ltd. APS Asset Management Pte Ltd Public Mutual Berhad Uni-President Assets ManagementCorporation Hansberger Global Investors, Inc. Hana Daetoo Securities Co,Ltd British Columbia InvestmentManagement Corporation OrbiMed Advisors LLC Harvest Global InvestmentsLimited E Fund Management (Hongkong)Co.

9 ,Limited China Asset Management (HongKong) Limited CITIC Securities InternationalInvestment Management (HK)Limited Lion Global Investors Limited IDG CAPITAL MANAGEMENT(HK) LIMITED Cutwater Investor ServicesCorporation SinoPac Securities InvestmentTrust Co.,Ltd First Securities Investment TrustCo., Ltd. CSOP Asset Management Limited CMS Asset Management (HK) Co.,Limited New Silk Road Investment Guotai Junan Assets (Asia)Limited Taikang Asset Management (HK)Company Limited EJS Investment Management Dongbu Asset ManagementCo.,Ltd. Eurizon Capital AZ Fund Management Henderson Global InvestorsLimited Andra AP-fonden ICBC (Asia) InvestmentManagement Company Limited ICBC Credit Suisse AssetManagement(Intemational)Company Limited China Everbright AssetsManagement Limited China International CapitalCorporation Hong Kong AssetManagement Limited Bosera Asset Management(International) Co.

10 , Ltd. Hall Capital Partners LLC University of Notre Dame du Lac Greenwoods Asset ManagementHong Kong Limited Asia Capital Reinsurance GroupPte. Ltd. Keywise Capital Management(HK) Limited CTBC Life Insurance Co., Ltd. CTBC Bank Co., Ltd. Flowering Tree InvestmentManangement Pte. Ltd. Newport Asia LLC Alta Advisers Limited East Capital AB Pacific Alliance InvestmentManagement (HK) Limited PIMCO Asia Pte Ltd Mayo Clinic Taishin Securities InvestmentTrust Co., Ltd. Taishin International Bank Government Pension Fund CSAM Asset Management Pte Ltd Skandinaviska Enskilda BankenAB(publ) Investec Asset ManagementLimited SeaTown Holdings InternationalPte.