Risk Alert: Observations from Cybersecurity Examinations
2 . examinations and highlights certain issues observed as well as certain policies and procedures that the staff believes may be effective. 4. II.
Tags:
Information
Domain:
Source:
Link to this page:
Please notify us if you found a problem with this document:
Documents from same domain
A Plain English Handbook - SEC
www.sec.govA Plain English Handbook How to create clear SEC disclosure documents By the Office of Investor Education and Assistance . U.S. Securities and Exchange Commission
SECURITIES AND EXCHANGE COMMISSION 17 CFR …
www.sec.govCompliance Date: Issuers must comply with the final rule for the calendar year beginning January 1, 2013 with the first reports due May 31, 2014.
Sarbanes-Oxley Sections 302 & 404 A White Paper …
www.sec.govPage 1 EXECUTIVE SUMMARY The Sarbanes-Oxley Act of 2002 (“SOX”) imposes significant new requirements on companies listed on U.S. stock exchanges.
SEC Final Rule: Modernization of Oil and Gas …
www.sec.govXIII. Final Regulatory Flexibility Analysis A. Reasons for, and Objectives of, the New Rules and Amendments B. Significant Issues Raised by Commenters
Rules, Final, Sec final rule, Modernization of oil and gas, Modernization
Quick Reference Guide EDGAR Access Codes - …
www.sec.govQuick Reference Guide EDGAR Access Codes 1 The term “Access Codes” refers to the set of codes (PMAC, CCC, and password) filers need in order to
Final Rule: Acceptance From Foreign Private Issuers …
www.sec.govI. EXECUTI VE SUMMARY A. Proposed Amendments B. Overview of Comments Received C. Summary of Final Amendments II. ACCEPTANCE OF IFRS FINANCIAL STATEMENTS FROM FOREIGN
Final Rule: Enhanced Disclosure and New …
www.sec.govsecurities and exchange commission 17 cfr parts 230, 232, 239, and 274 [release nos. 33-8998; ic-28584; file no. s7-28-07] rin 3235-aj44 enhanced disclosure and new prospectus delivery option
Rules, Prospectus, Final, Disclosures, Final rule, Enhanced, Enhanced disclosure and new, Enhanced disclosure and new prospectus
IM uidance Update - SEC.gov
www.sec.govIM GUIDANCE UPDATE 2 systems become compromised; and (5) the effectiveness of the governance structure for the management of cybersecurity risk.
UNITED STATES OMB APPROVAL SECURITIES AND …
www.sec.govunited states securities and exchange commission washington, d.c. 20549 . form 1-a regulation a offering statement under the securities act of 1933
Form, United, States, Regulations, Testament, Securities, Approval, Offering, United states securities, United states omb approval securities and, Form 1 a regulation a offering statement
Form 10-Q - SEC.gov
www.sec.govunited states securities and exchange commission washington, d.c. 20549 . form 10-q . omb approval
Form, United, States, Securities, Approval, United states securities, Omb approval, Form 10 q
Related documents
Consumer Alert and Fraud Warning Regarding Timeshare ...
www.dre.ca.govMar 06, 2012 · 1 | P a g e Consumer Alert and Warning Regarding Timeshare Resale Fraud By Wayne S. Bell (Chief Counsel) and Nicholas Cain (Special Investigator) -- California Department of Real Estate
Consumer, Alert, Fraud, Warnings, Regarding, Consumer alert and fraud warning regarding, Consumer alert
Deduction Management by Oracle
www.oracle.com• Industry experts concur that traditional consumer goods companies settle 90-95% of their trade promotions through deductions. • Industry research shows that the percentage for durable consumer …
Oracle, Management, Consumer, Deduction, Deduction management
Methotrexate - ConsumerMedSafety.org
www.consumermedsafety.orgT o p 1 0 L i s t o f S a f e t y T i p s f o r M e t h o t r e x a t e Fatal errors have happened when methotrexate was prescribed, dispensed, and/or taken daily instead of once or twice a week.
Unauthorized Insurers Questions Every Agent and Broker ...
www.ncdoi.comUnauthorized Insurers Questions Every Agent and Broker Should Ask The North Carolina Department of Insurance is very concerned about unauthorized
Question, Insurer, Every, Agent, Unauthorized, Unauthorized insurers questions every agent