Rules and Regulations Title 58. Recreation Part VII. Gaming …

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3 Rules and Regulations Title 58.

4 Recreation part VII. Gaming Control board Subpart: A. General 401a, 403a, 405a, 407a B. Licensing, Permitting, Certification and 421a, 423a, 425a, 427a, 429a, 431a, 433a, 435a, 436a, 437a, 438a, 439a, 440a C. Slot Machine 441a, 443a D. 451a E. Slot Machine, Table Game and Associated Equipment Testing and Control; Accounting and Internal 461a, 463a, 464a, 465a, 466a, 467a F. 471a G. Minority and Women s Business 481a H. Practice and 491a, 493a, 494a, 495a, 497a, 499a I. Compulsive and Problem 501a and 503a J. Exclusion of 511a and 513a K. Table 601a, 603a, 605a, 607a, 609a, 611a, 613a, 615a, 617a, 619a, 621a, 623a, 625a, 627a, 629a, 631a, 633a, 635a, 637a, 639a, 641a, 643a, 645a, 647a, 649a, 651a, 653a, 655a, 657a, 659a, 661a, 663a, 665a, 668a, 669a, 670a, 671a, 672a, 673a, 674a, 675a, 676a, 677a, 678a, 679a, 680a, 681a, 682a, 683a, 684a, 6 85a, 686a, 687a, 688a L. Interactive 801a, 802a, 803a, 804a, 805a, 806a, 807a, 808a, 809a, 810a, 811a, 812a, 813a, 814a, 815a, 816a, 817a, 830a M.

5 Casino 1001a N. Video 1101a, 1102a, 1103a, 1104a, 1105a, 1106a, 1107a, 1108a, 1109a, 1110a, 1111a, 1112a, 1113a, 1114a, 1115a, 1116a, 1117a, 1118a, 1119a, 1120a O. Fantasy 1201a, 1202a, 1203a, 1204a, 1205a, 1206a, 1207a, 1208a, 1209a Q. Sports 1401a, 1402a, 1403a, 1404a, 1405a, 1406a, 1407a, 1408a, 1409a, 1410a, 1411a THE TEMPORARY Regulations ADOPTED BY THE board EXPIRED JULY 5, 2007. THIS DOCUMENT CONTAINS THE CHAPTERS OF PERMANENT Regulations AND AMENDMENTS THERE TO THAT HAVE COMPLETED REVIEW UNDER THE REGULATORY REVIEW ACT AS OF SEPTEMBER 11, 2021 (FINAL PUBLICATION IN THE PA BULLETIN) This document was updated on Wednesday, October 27, 2021 2 Title . 58. Recreation part VII. Gaming Control board Subpart A. GENERAL PROVISIONS CHAPTER 401a. PRELIMINARY PROVISIONS Sec. Purpose. Construction. Definitions. Jurisdiction. Adjudicatory function of the board ; ex parte communications. CHAPTER 403a.

6 board OPERATIONS AND ORGANIZATION Sec. Definitions. Participation at meetings and voting. Meetings. board office hours. Public communication. Delegation of powers. Temporary emergency orders. Licensed entity representative meetings. CHAPTER 405a. BUREAU OF INVESTIGATIONS AND ENFORCEMENT Sec. General duties and powers. Information. Office of Enforcement Counsel. Conduct. Investigatory subpoena. Enforcement action. CHAPTER 407a. PUBLIC ACCESS TO board FILES Sec. Case files. Minutes of public meeting and annual report. Confidential information. 3 Subpart B. LICENSING, PERMITTING, CERTIFICATION AND REGISTRATION CHAPTER 421a. GENERAL PROVISIONS Sec. General requirements. Disqualification criteria. Investigations; supplementary information. Presuitability determination. Undue concentrati on of economic opportunities and control. (Reserved). CHAPTER 423a. APPLICATIONS; STATEMENT OF CONDITIONS; WAGERING RESTRICTIONS Sec.

7 General requirements. Preliminary submission review. Application processing. Deficient and abandoned applications. Application withdrawal and surrender. License, permit, registration and certification issuance and statement of conditions. Restriction on wagering after issuance of a license, permit, registration or certification. Restriction on application after denial, withdrawal or surrender with prejudice, or revocation. CHAPTER 425a. LICENSED ENTITY REPRESENTATIVES Sec. Registration. CHAPTER 427a. MANUFACTURERS Sec. Manufacturer general requirements. Manufacturer license applications and standards. Manufacturer license term and renewal. Alternative manufacturer licensing standards. Responsibilities of a manufacturer. Change of control of a manufacturer licensee. CHAPTER 429a. MANUFACTURER DESIGNEES Sec. Manufacturer designee general requirements. Manufacturer designee license applications and standards.

8 Additional manufacturer designee licenses. 4 Manufacturer designee license term and renewal. Responsibilities of a manufacturer designee. Manufacturer designe e as agent. Manufacturer designee agreements. Change of control of a manufacturer designee licensee. CHAPTER 431a. SUPPLIER LICENSES Sec. Supplier general requirements. Supplier license applications and standards. Supplier license term and renewal. Responsibilities of a supplier. Supplier l og books. Change of control of a supplie r licensee. CHAPTER 433a. PRINCIPAL LICENSES Sec. Definitions. Officers and directors of licensees. Interests in licensees held by individuals. Interests in licensees held by entities. Institutional investors. Lenders and underwriters. Trusts. Principal applications. Principal license term and renewal. CHAPTER 435a. KEY, Gaming AND NONGAMING EMPLOYEES; board -ISSUED CREDENTIALS Sec. General provisions.

9 Key employee license. Occupation permit. Key employee license and occupation permit term and renewal. Nongaming employee registration. board credentials. Emergency credentials. Temporary credentials. (Reserved). Gaming service provider employee temporary access credentials. Loss, theft or destruction of credentials. 5 CHAPTER 436a. HORSEMEN S ORGANIZATIONS Sec. Definitions. Horsemen s organization notification. Permitting of representatives and fiduciaries. Responsibilities of horsemen s organizations, representatives and fiduciaries. Fiduciaries. Health and pension benefit plans. CHAPTER 437a. Gaming SERVICE PROVIDER CERTIFICATION AND REGISTRATION Sec. General Gaming service provider requirements. Gaming service provider registration applications. Gaming service provider certification applications. Single transaction waiver. Qualification of individuals and entities. Construction subcontractors.

10 Registration and certification term and renewal. Registered, certified and authorized Gaming service provider responsibilities. Authorized Gaming service providers list; prohibited Gaming service providers. Permission to conduct business prior to certification or registration. Emergency Gaming service provider. Slot machine applicants and licensees duty to investigate. CHAPTER 438a. LABOR ORGANIZATIONS Sec. Definitions. Labor organization notification. Registration of labor organization officers, agents and management employees. CHAPTER 439a. JUNKET ENTERPRISES Sec. Definitions. Gaming junket enterprise general requirements; participation in a Gaming junket. Gaming junket enterprise license applications. (Reserved). Individual and entity applications. Gaming junket representative general requirements. (Reserved). Gaming junket enterprise license and occupation permit term and renewal. Conditional licenses.