SECURITIES / INVESTMENT PRODUCTS …

1 SECURITIES / INVESTMENT PRODUCTS SETTLEMENT INSTRUCTION / / / / . Attn/ : Business Operations Division (CCASS ID/ : B01130) Account Name: : Account No.: : Please receive the below SECURITIES / INVESTMENT PRODUCTS for my/our account / / Please deliver the below SECURITIES / INVESTMENT PRODUCTS from my/our account / / and input the following Settlement Instruction (SI) via BOCI SECURITIES Limited into the relevant clearing system with the details as follows: Counterparty Name: : Counterparty Contact Person Name: : Counterparty Contact Person Tel No.

2 : Customer Account No. in Counterparty: : Customer Account Name in Counterparty: : Value Date: : Market Counterparty CCASS Participant ID: : _____ Market Foreign Market Counterparty Clearing No.: : _____ Shanghai Stock Exchange Market - Counterparty Clearing No.: : _____ INVESTMENT Product Counterparty Clearstream/Euroclear No.: Clearstream/Euroclear : _____ Name of Stock/ INVESTMENT Product / Stock/ISIN Code /ISIN Quantity Payment Instructions* * Please select ONE of the two choices in the right box. * Free of Payment will assume to be the default payment instruction if neither choice in the right box was selected.

3 * , Please debit my/our account for all charges in relation to the settlement instructions. / Free of Payment Delivery/Receipt Versus Payment (DVP/RVP) Money Consideration for DVP/RVP HKD/USD: / : Customer s Signature(s) Date SECURITIES / INVESTMENT PRODUCTS SETTLEMENT INSTRUCTION / / / / . //// FILLING FILLING FILLING FILLING GUIDE GUIDE GUIDE GUIDE FORFORFORFOR SECURITIES /INVESTMENSECURITIES/INVESTMEN SECURITIES /INVESTMENSECURITIES/INVESTMEN T PRODUCTS SETTLEMENT PRODUCTS SETTLEMENT PRODUCTS SETTLEMENT PRODUCTS SETTLEMENT INSTRUCTION FORMT INSTRUCTION FORMT INSTRUCTION FORMT INSTRUCTION FORM / ( ) / / 1) / ( ) 2) 3) / : (852) 2185 6060 4) / : : B01130 : : ( ) : Pershing LLC DTC OCC :0443 : BOCI SECURITIES Limited.

4 74H-000247-2 : ( ) / - / / , / - - , - , - , To deposit SECURITIES / INVESTMENT PRODUCTS from another SECURITIES firm/bank ( Outside Broker ) to your account in BOCI SECURITIES Limited ( BOCIS ), or withdraw SECURITIES / INVESTMENT PRODUCTS from your BOCIS account to Outside Broker, customer shall: 1) complete the SECURITIES / INVESTMENT PRODUCTS Settlement Instructions ( Form ) of BOCIS; 2) arrange the Form to be signed by all the account holders; 3) fax the duly completed and signed Form to the Relationship Manager/ INVESTMENT Service Representatives or Business Operations Division of BOCIS - Fax no : (852) 2185 6060 4) advise Outside Broker of the intended share transfer to / from BOCIS.

5 The settlement instruction for the transfer is: Hong Kong and Shanghai SECURITIES Custodian Name: HKSCC CCASS Participant ID: B01130 Participant Name: BOCI SECURITIES Limited In favor of: (your account name and your SECURITIES a/c no. at BOCIS ) SECURITIES Custodian Name: Pershing LLC DTC and OCC Clearing No.: 0443 Account Name: BOCI SECURITIES Limited Account Number: 74H-000247-2 In favor of: (your account name and your SECURITIES a/c no. at BOCIS ) Remarks for deposit of SECURITIES / INVESTMENT PRODUCTS : - please submit a separate Form for each Outside Broker from which you are transferring SECURITIES ; - the account name with Outside Broker must be identical to your name of your BOCIS account; - share transfer of US stock will take place on the next business day after receipt of the Form by BOCIS; - the transfer of SECURITIES will be reflected in your BOCIS account once the process is completed; - you may only sell the SECURITIES after the SECURITIES has been reflected in your BOCIS account.

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