Transcription of SiT503 Application Form for Options Upgrade - Scotiabank
1 I/We request to have our Scotia iTRADE account approved for Options have received copies of the Scotia iTRADE Terms and Conditions brochure, including the Client Account and MarginAgreement and the Options Account Agreement which explains the operation of Options trading accounts at ScotiaiTRADE. We have read and understood all of the terms and conditions in the relevant agreements and agree to the termsand conditions set forth therein. I/We provide the following updated Financial and Investment information to Scotia iTRADE to ensure that Scotia iTRADEhas current and accurate information on my/our account:8214115 (04/17)Scotia iTRADE (Order-Execution Only Accounts) is a division of Scotia Capital Inc.
2 ( SCI ). SCI is a member of the Investment Industry Regulatory Organization of Canada and theCanadian Investor Protection Fund. Scotia iTRADE does not provide investment advice or recommendations and investors are responsible for their own investment decisions. Registered trademark of The Bank of Nova Scotia. Used under form for Options UpgradeTo: Scotia iTRADE, adivision ofScotia Capital Information Account HolderYou are currently employed with _____Your current position is _____ Years with company _____Employment Information Co-Account HolderYou are currently employed with _____Your current position is _____ Years with company _____SIGNATURE OF ACCOUNT HOLDERDATESIGNATURE OF ACCOUNT HOLDERDATEPast Investment ExperienceStocksnBondsnOptionsnFuturesnN et WorthNet Fixed Assets $ _____Net Liquid Assets $ _____Total Net Worth $ _____Option InvestmentKnowledgeLow
3 _____Medium _____High_____PRINT NAME(S)ACCOUNT NUMBER(S)Proposed Option Activity Available in Margin, TFSA, & Registered accounts Available in Margin accounts onlynNaked call writingNaked put writingSpreads Purchase call & putsCovered WritingnNaked put writingSpreads Purchase call & putsCovered WritingnSpreads Purchase call & putsCovered WritingnPurchase call & putsCovered WritingHow long have you been investing in Options ? _____ YearsnCovered Writing SiT503
