TD Investment Services Inc. TD Mutual Funds Checklist for ...

1 This application can be used by existing TD canada trust customers to open Retirement Savings Plans orPersonal Non-Registered accounts. For all other account needs please visit your local TD canada Investment Services Mutual FundsChecklist for Opening a TD Mutual Funds Account525834 (0312)TAccount Application and Customer Investor Profile Both documents must be completed in order to open a TD Mutual Funds account . The Customer InvestorProfile will help you determine your Investor Profile and the optimal asset mix for your portfolio. When completing the Customer Investor Profile questionnaire, please ensure that, for questions 6 to 11,you circle the letter corresponding to youranswer in addition to recording your provide your TD canada trust account number or TD Mutual Fund account number in the Party Statement The Third Party Statement must be completed if you answered "YES" to the question found in section 1 ofthe account application "Will someone other than the account holder(s) be making frequent deposits to orreceive financial benefit from the account ?

2 " (Otherthan the account holder or Beneficiary named on theaccount application).TTransaction Form The Transaction Form is to be used if you are making purchases or setting up a Pre-Authorized PurchasePlan (PPP) to your Mutual Funds If transferring from an existing registered or non-registered account please ensure the proper transferform is completed. To download the transfer form use the following order to avoid delay please complete correctly, sign and initial all applicable your completed documents to:TD Investment Services Centre3500 Steeles Avenue, EastTower 1, Level 1 Markham, OntarioL3R 0X1 All applications are subject to approval by TD Investment Services you require further assistance, please call 1-800-281-8029to speak to one of our Mutual Funds Representatives oremail us at to complete this package:Yes (Please complete the ThirdParty Statement Form # 592018)Will someone other than the account holder(s) be making frequent deposits to or receive financial benefit from the account ?

3 Personal (Non-Registered)Joint Non-Registered (Please ensure that Joint Applicant completes sections 2, 6, and 7)No1. Please Tell Us About (if a Quebec resident see Section 7)NameTelephone home ()E-mail addressYesPower of Attorney/Trading AuthorityNo If Yes, please specify type and attach a copy of the document(Attorney must provide KYC information in the applicable form):MANDATORYMANDATORYM ailing AddressCityMANDATORYS ocial Insurance of BirthNote: Applicant must beof legal Age of Government requires your Social Insurance Number (SIN). You must by law provide us with your SINso that we may supply the canada Revenue Agency with reports of income earned on your of CorrespondenceFrenchNote: TDIS accounts are only available toCanadian (0412)Given NameInitial(s)Family NamePostal CodeProvinceChoose only one:Please complete if mailing address is different from above:2. For a Joint Non-Registered TD Mutual Funds account , Please Complete the FollowingYou would like a Joint account with right of survivorship with (Right of Survivorship not applicable to Quebec residents):For Quebec residents, choose who you are joint with SpouseNon-Spousewho is yourSocial Insurance of BirthNote: Joint Applicant mustbe of legal Age of NameInitial(s)Family NameYrMoDayMANDATORYYrMoDayTD Mutual Funds account #Rep.

4 CodeBranch Funds Representative NameBranch Use OnlyUsing borrowed money to finance the purchase of securities involves greater risk than a purchase using cash resources only. If you borrow money to purchasesecurities, your responsibility to repay the loan and pay interest as required by its terms remains the same even if the value of the securities purchased you borrowed money in order to make an Investment in this account ?I/We confirm having read this disclosure. (please initial)YesNoApplicantSpousal/Joint ApplicantEmployerType of BusinessOccupationEmploymentStart DateYrMoTD Investment Services account ApplicationTD Mutual Funds Account_____TD canada trust Bank Account_____ - _____YesNoSpousalIdentificationIdentific ation #TypePlace of IssuanceMANDATORYI dentification #TypePlace of IssuanceMANDATORY(Two original pieces ofID required or existingTDIS account #):IdentificationIdentification #TypePlace of IssuanceMANDATORYI dentification #TypePlace of IssuanceMANDATORY(Two original pieces ofID required or existingTDIS account #).

5 RSPP ersonalAnnual IncomeTUnder $25,000T$25,000 - $49,999T$50,000 - $74,999T$75,000 - $125,000 TOver $125,000 You hereby confirm that the units in the Funds and Portfolios are to be owned by each of you as joint tenants and not as tenants in common, and we are hereby authorized totake instructions or directions from either of you alone with respect to the Plan. A Joint Plan withrightofsurvivorshipis not available in , the Joint Subscriber,hereby confirm that the time frame, objective and risk tolerance indicated in the Customer Investor Profile for the account are in agreement with yourown of the following best describes the type of investments you currently own, or have owned in the past?TLittle or no investmentsTMostly GICs or Term DepositsTMostly bonds or income Mutual fundsTA mix of money market, bond and equity investments and/or Mutual fundsTMostly stocks and/or equity Mutual fundsInvestmentKnowledgeTLimitedTAverage TAbove AverageTSophisticatedPortfolio ValueTUnder $25,000T$25,000 - $49,999T$50,000 - $99,999T$100,000 - $499,999T$500,000 - $999,999 TOver $1,000,000 Personal Net WorthWhat are your:Liquid Assets $_____+ Fixed Assets $_____=TotalAssets$_____- Total Liabilities $_____= Estimated Personal Net Worth $_____Age_____ yrsEmployerType of BusinessOccupationEmployer's AddressEmployment Start DateYrMoTDMutualFundsEmployer's AddressXXCityCountryNumber of DependentsAddressProvincePostal CodeTelephone business ()CityCountryNumber of DependentsAddressProvincePostal Code4.

6 Banking InformationPlease attach a void cheque if you do not have a bank account with TD canada trust . If an account application is being mailed and you do not have a TD CanadaTrust bank account or TD Mutual Funds account , a cheque payable to TD Investment Services Inc. MUST accompany the application along with your first ) Designation of Beneficiary (not applicable to Quebec residence)NameNote: Your designation of beneficiary is subject to applicable law. Beneficiary designation for an applicant whois a resident of Quebec can only be made by way of a willor marriage contract. You may wish to discuss this designation with your legal advisor. Your designation of a beneficiary by means of a designation form will not berevoked or changed automatically by any future marriage or divorce. Should you wish to change your beneficiary in the event of a future marriage or divorce, you will haveto do so by means of a new space below may be used to designate a NameInitial(s)Family NameRelationship3.

7 Please Complete this Section for Your Registered Plana) For a Spousal RSPYour spouse, or common-law partner whose name and personal data appear below, will be claiming these RSP contributions as a Address (same as Applicant or)CityProvinceCountryPostal CodeSocial Insurance of NameInitial(s)Family NameNon-Registered accounts only(If not completed, Investment income will be automatically reinvested.)Please selectone: Investment income from dividends and interest should be automatically reinvested in additional income should be directed to my bank income should be sent by cheque to the address noted in Section $ account NumberAccount Holder's Name(s)Financial InstitutionInstitution NumberBranch Transit NumberFinancial Institution AddressCityProvincePostal CodeCanadian $ account NumberAccount Holder's Name(s)Financial InstitutionInstitution NumberBranch Transit NumberFinancial Institution AddressCityProvincePostal Code--6.

8 Important Customer InformationApplicantYesJoint ApplicantYes5. Consent to the Collection, Use and/or Disclosure of Your InformationYou have read the Consent to the Collection, Use and/or Disclosure ofYour Information and agree that:We may share information within the TD Bank GroupWe may not share information within TD Bank Group except as reasonablynecessary to service your agree that, at the time you begin a relationship with us and during the course ofour relationship, we may collect, use and disclose your Information as described inthe Privacy Agreement (located in the TD Investment Services Inc. DisclosureDocument) and on , including for, but not limited to, the purposes ofidentifying you, providing ongoing service, understanding yourfinancial needs,protecting us both from fraud and error, complying with legal and regulatoryrequirements, and marketing products and Services to you by telephone, fax, andautomatic dialing-announcing device, at the numbers you have provided us, or byinternet, mail, email or other may obtain our privacy code - "Protecting Your Privacy" - or review youroptions for refusing or withdrawing this consent, including your option not to becontacted about offers of products or Services , by contacting your branch or callingus at have read and hereby acknowledge the ImportantCustomer Information on the following acknowledge that the intended use of your account is for investing Application, Authorization, Disclosure.

9 And Registration of Your Retirement Savings PlanUnless otherwise indicated, throughout the application and in our other documents,the words "you", "your"and"yours" mean the applicant (and any co-applicant orother individuals with authority over the account ). The words "we", "us"and"our"mean TD Investment Services Inc.(TDIS) and/or TD Bank Group.*You, the Joint Applicant, hereby confirm that you are in agreement with the timeframe, objectives and risk tolerance indicated in the Customer Investor Profile for of Applicant/AnnuitantWithin two (2) business days of the acceptance of the first contribution to yourTDIS account , we will send you a current copy of the Simplified Prospectus forthe Applicable Portfolio and/or Mutual Fund(s).You hereby acknowledge that we will send you the TDIS Disclosure Documentwithin two (2) business days of acceptance of first contribution containing theDeclarations of trust for Registered Plans, Statement of Policies, Statement ofRelated Issuers (Alberta residents only), Conflict of Interest Rules Statement ( only) and Leveraging Disclosure understand that Mutual Funds subscriptions are made on the terms andconditions described in the prospectus and that it is subject to approval by TD AssetManagement Inc.

10 (TDAM). TDAM reserves the right to accept or reject any purchaseorder within one (1) business day of receipt of the you are applying to open a Joint Non Registered account with Right ofSurvivorship (Joint account with right of survivorship not available in Quebec):You declare that your interests in the joint account are as joint tenants with full rightsof survivorship and not as tenants-in-common. In the event of your death, the entirebeneficial interest in the joint account shall be vested in the surviving joint accountholder(s) on the same terms and conditionsas held, without in any way releasing thedecedent's estate from the joint and several liability of the decedent account are hereby authorized to take to instructions or directions from either of you alonewith respect to the TD Mutual Funds charge an early redemption fee within a certain number ofdays after purchase. Please refer to the prospectus or ask a Mutual FundsRepresentative for applicability to the Funds you are purchasing.