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The WORLD BANK eNviRONmeNTAL AND SOciAL …

The WORLD BANKeNviRONmeNTALAND 14/12/17 4:48 PM 2017 International Bank for Reconstruction and Development/The WORLD Bank1818 H Street NW, Washington, DC 20433 Telephone: 202-473-1000; Internet: and Permissions This work is available under the Creative Commons Attribution IGO license (CC BY IGO) Under the Creative Commons Attribution license, you are free to copy, distribute, transmit, and adapt this work, including for commercial purposes, under the following conditions:Attribution Please cite the work as follows: [2016. WORLD Bank eNviRONmeNTAL and SOciAL Framework.]

tification and assessment of environmental and social risks and impacts associated with projects supported by the Bank through Investment Project Financing . The Bank believes that the application of these standards, by focusing on the identifica-tion and management of environmental and social risks, will support Borrowers in their goal to reduce

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Transcription of The WORLD BANK eNviRONmeNTAL AND SOciAL …

1 The WORLD BANKeNviRONmeNTALAND 14/12/17 4:48 PM 2017 International Bank for Reconstruction and Development/The WORLD Bank1818 H Street NW, Washington, DC 20433 Telephone: 202-473-1000; Internet: and Permissions This work is available under the Creative Commons Attribution IGO license (CC BY IGO) Under the Creative Commons Attribution license, you are free to copy, distribute, transmit, and adapt this work, including for commercial purposes, under the following conditions:Attribution Please cite the work as follows: [2016. WORLD Bank eNviRONmeNTAL and SOciAL Framework.]

2 WORLD Bank, Washington, DC.] License: Creative Commons Attribution CC BY IGOT ranslations If you create a translation of this work, please add the following disclaimer along with the attribution: This translation was not created by The WORLD Bank and should not be considered an official WORLD Bank translation. The WORLD Bank shall not be liable for any content or error in this If you create an adaptation of this work, please add the following disclaimer along with the attribution: This is an adaptation of an original work by The WORLD Bank.

3 Views and opinions expressed in the adaptation are the sole responsibility of the author or authors of the adaptation and are not endorsed by The WORLD content The WORLD Bank does not necessarily own each component of the content contained within the work. The WORLD Bank therefore does not warrant that the use of any third-party-owned individual component or part contained in the work will not infringe on the rights of those third parties. The risk of claims resulting from such infringement rests solely with you. If you wish to re-use a component of the work, it is your responsibility to determine whether permission is needed for that re-use and to obtain permission from the copyright owner.

4 Examples of components can include, but are not limited to, tables, figures, or queries on rights and licenses should be addressed to WORLD Bank Publications, The WORLD Bank Group, 1818 H Street NW, Washington, DC 20433, USA; fax: 202-522-2625; e-mail: photos: Road/Highway: Trevor Samson/ WORLD BankWater being poured into tank, Ghana: Arne Hoel/The WORLD BankElephant, Ghana: Arne Hoel/ WORLD BankMan on boat. Sabaloka, Sudan. Photo: Arne Hoel/ WORLD BankPortrait of young woman, India: Curt Carnemark/ WORLD Bank Rural laborers tending to manioc crop in Bahia State in Brazil s parched Northeast: Scott Wallace/ WORLD Bank Farmers harvest their crops near Kisumu, Kenya: Peter Kapuscinski/ WORLD BankAin Beni Mathar Integrated Combined Cycle Thermo-Solar Power Plant: Dana Smillie/ WORLD Bank The wind park near the village of Bulgarevo, Bulgaria: Boris Balabanov/ WORLD Bank Girl at Ta Ban village, Vietnam.

5 Photo: Mai Ky/ WORLD BankRice field, Indonesia. Photo: @ Barmen SimatupangCover design: Beth 44/12/17 4:49 PMEnvironmEntal and SOciAL 15/25/17 8:34 25/25/17 8:34 AMContentsiiiContentsAbbreviations and Acronyms .. viiOverview of the WORLD Bank eNviRONmeNTAL and SOciAL Framework .. ixA Vision for Sustainable Development .. 1 WORLD Bank eNviRONmeNTAL and SOciAL Policy for Investment Project Financing .. 3 Purpose .. 3 Objectives and principles .. 3 Scope of application .. 5 Bank requirements.

6 6 A . eNviRONmeNTAL and SOciAL risk classification .. 6 B . Use and strengthening of borrower s eNviRONmeNTAL and SOciAL framework .. 6 C . eNviRONmeNTAL and SOciAL due diligence .. 7 D . Special project types .. 8 E . eNviRONmeNTAL and SOciAL Commitment Plan (ESCP) .. 9 F . Information disclosure .. 9 G . Consultation and participation .. 10 H . Monitoring and implementation support .. 10 I . Grievance mechanism and accountability .. 11 Institutional and implementation arrangements.

7 11 Borrower Requirements eNviRONmeNTAL and SOciAL Standards 1 10 .. 13 eNviRONmeNTAL and SOciAL Standard 1 . Assessment and Management of eNviRONmeNTAL and SOciAL Risks and Impacts .. 15 Introduction .. 15 Objectives .. 16 Scope of application .. 16 Requirements .. 17 A . Use of borrower s eNviRONmeNTAL and SOciAL framework .. 17 B . eNviRONmeNTAL and SOciAL assessment .. 18 C . eNviRONmeNTAL and SOciAL commitment plan .. 21 D . Project monitoring and reporting .. 21 E . Stakeholder engagement and information disclosure.

8 35/25/17 8:34 AMivESS1 Annex 1 . eNviRONmeNTAL and SOciAL assessment .. 22 A . General .. 22 B . Institutional capacity .. 24 C . Other requirements for certain projects .. 25 D . Indicative outline of ESIA .. 25 E . Indicative outline of ESMP .. 26 F . Indicative outline of eNviRONmeNTAL and SOciAL audit .. 27 ESS1 Annex 2 . eNviRONmeNTAL and SOciAL commitment plan .. 28 A . Introduction .. 28 B . Content of an ESCP .. 28 C . Implementation of ESCP .. 29 D . Timing for conducting project activities.

9 29 ESS1 Annex 3 . Management of contractors .. 29 eNviRONmeNTAL and SOciAL Standard 2 . Labor and Working Conditions .. 31 Introduction .. 31 Objectives .. 31 Scope of application .. 31 Requirements .. 32 A . Working conditions and management of worker relationships .. 32 B . Protecting the work force .. 33 C . Grievance mechanism .. 34 D . Occupational Health and Safety (OHS) .. 34 E . Contracted workers .. 35 F . Community workers .. 35 G . Primary supply workers .. 36 eNviRONmeNTAL and SOciAL Standard 3.

10 Resource Efficiency and Pollution Prevention and Management .. 39 Introduction .. 39 Objectives .. 39 Scope of application .. 39 Requirements .. 39 Resource efficiency .. 40 A . Energy use .. 40 B . Water use .. 40 C . Raw material use .. 40 Pollution prevention and management .. 40 A . Management of air pollution .. 41 B . Management of hazardous and nonhazardous wastes .. 41 C. Management of chemicals and hazardous materials .. 42 D . Management of pesticides .. 45/25/17 8:34 AMContentsvEnvironmental and SOciAL Standard 4.


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