The WORLD BANK eNviRONmeNTAL AND SOciAL …

1 The WORLD BANKeNviRONmeNTALAND 14/12/17 4:48 PM 2017 International Bank for Reconstruction and Development/The WORLD Bank1818 H Street NW, Washington, DC 20433 Telephone: 202-473-1000; Internet: and Permissions This work is available under the Creative Commons Attribution IGO license (CC BY IGO) Under the Creative Commons Attribution license, you are free to copy, distribute, transmit, and adapt this work, including for commercial purposes, under the following conditions :Attribution Please cite the work as follows: [2016. WORLD Bank eNviRONmeNTAL and SOciAL Framework. WORLD Bank, Washington, DC.] License: Creative Commons Attribution CC BY IGOT ranslations If you create a translation of this work, please add the following disclaimer along with the attribution: This translation was not created by The WORLD Bank and should not be considered an official WORLD Bank translation.

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3 Examples of components can include, but are not limited to, tables, figures, or queries on rights and licenses should be addressed to WORLD Bank Publications, The WORLD Bank Group, 1818 H Street NW, Washington, DC 20433, USA; fax: 202-522-2625; e-mail: photos: Road/Highway: Trevor Samson/ WORLD BankWater being poured into tank, Ghana: Arne Hoel/The WORLD BankElephant, Ghana: Arne Hoel/ WORLD BankMan on boat. Sabaloka, Sudan. Photo: Arne Hoel/ WORLD BankPortrait of young woman, India: Curt Carnemark/ WORLD Bank Rural laborers tending to manioc crop in Bahia State in Brazil s parched Northeast: Scott Wallace/ WORLD Bank Farmers harvest their crops near Kisumu, Kenya: Peter Kapuscinski/ WORLD BankAin Beni Mathar Integrated Combined Cycle Thermo-Solar Power Plant: Dana Smillie/ WORLD Bank The wind park near the village of Bulgarevo, Bulgaria: Boris Balabanov/ WORLD Bank Girl at Ta Ban village, Vietnam.

4 Photo: Mai Ky/ WORLD BankRice field, Indonesia. Photo: @ Barmen SimatupangCover design: Beth 44/12/17 4:49 PMEnvironmEntal and SOciAL 15/25/17 8:34 25/25/17 8:34 AMContentsiiiContentsAbbreviations and Acronyms .. viiOverview of the WORLD Bank eNviRONmeNTAL and SOciAL Framework .. ixA Vision for Sustainable Development .. 1 WORLD Bank eNviRONmeNTAL and SOciAL Policy for Investment Project Financing .. 3 Purpose .. 3 Objectives and principles .. 3 Scope of application .. 5 Bank requirements .. 6 A . eNviRONmeNTAL and SOciAL risk classification .. 6 B . Use and strengthening of borrower s eNviRONmeNTAL and SOciAL framework .. 6 C . eNviRONmeNTAL and SOciAL due diligence .. 7 D . Special project types.

5 8 E . eNviRONmeNTAL and SOciAL Commitment Plan (ESCP) .. 9 F . Information disclosure .. 9 G . Consultation and participation .. 10 H . Monitoring and implementation support .. 10 I . Grievance mechanism and accountability .. 11 Institutional and implementation arrangements .. 11 Borrower Requirements eNviRONmeNTAL and SOciAL Standards 1 10 .. 13 eNviRONmeNTAL and SOciAL Standard 1 . Assessment and Management of eNviRONmeNTAL and SOciAL Risks and Impacts .. 15 Introduction .. 15 Objectives .. 16 Scope of application .. 16 Requirements .. 17 A . Use of borrower s eNviRONmeNTAL and SOciAL framework .. 17 B . eNviRONmeNTAL and SOciAL assessment .. 18 C . eNviRONmeNTAL and SOciAL commitment plan.

6 21 D . Project monitoring and reporting .. 21 E . Stakeholder engagement and information disclosure .. 35/25/17 8:34 AMivESS1 Annex 1 . eNviRONmeNTAL and SOciAL assessment .. 22 A . General .. 22 B . Institutional capacity .. 24 C . Other requirements for certain projects .. 25 D . Indicative outline of ESIA .. 25 E . Indicative outline of ESMP .. 26 F . Indicative outline of eNviRONmeNTAL and SOciAL audit .. 27 ESS1 Annex 2 . eNviRONmeNTAL and SOciAL commitment plan .. 28 A . Introduction .. 28 B . Content of an ESCP .. 28 C . Implementation of ESCP .. 29 D . Timing for conducting project activities .. 29 ESS1 Annex 3 . Management of contractors .. 29 eNviRONmeNTAL and SOciAL Standard 2.

7 Labor and Working conditions .. 31 Introduction .. 31 Objectives .. 31 Scope of application .. 31 Requirements .. 32 A . Working conditions and management of worker relationships .. 32 B . Protecting the work force .. 33 C . Grievance mechanism .. 34 D . Occupational Health and Safety (OHS) .. 34 E . Contracted workers .. 35 F . Community workers .. 35 G . Primary supply workers .. 36 eNviRONmeNTAL and SOciAL Standard 3 . Resource Efficiency and Pollution Prevention and Management .. 39 Introduction .. 39 Objectives .. 39 Scope of application .. 39 Requirements .. 39 Resource efficiency .. 40 A . Energy use .. 40 B . Water use .. 40 C . Raw material use .. 40 Pollution prevention and management.

8 40 A . Management of air pollution .. 41 B . Management of hazardous and nonhazardous wastes .. 41 C. Management of chemicals and hazardous materials .. 42 D . Management of pesticides .. 45/25/17 8:34 AMContentsvEnvironmental and SOciAL Standard 4 . Community Health and Safety .. 45 Introduction .. 45 Objectives .. 45 Scope of application .. 45 Requirements .. 46 A . Community health and safety .. 46 B . Security personnel .. 48 ESS4 Annex 1 . Safety of dams .. 48 A . New dams .. 48 B . Existing dams and dams under construction (DUC) .. 49 C . Dam safety reports .. 50 eNviRONmeNTAL and SOciAL Standard 5 . Land Acquisition, restrictions on Land Use and Involuntary Resettlement .. 53 Introduction.

9 53 Objectives .. 53 Scope of application .. 54 Requirements .. 55 A . General .. 55 B . Displacement .. 58 C . Collaboration with other responsible agencies or subnational jurisdictions .. 60 D . Technical and financial assistance .. 60 ESS5 Annex 1 . Involuntary resettlement instruments .. 60 A . Resettlement plan .. 60 B . Resettlement framework .. 63 C . Process framework .. 64 eNviRONmeNTAL and SOciAL Standard 6 . Biodiversity Conservation and Sustainable Management of Living Natural Resources .. 67 Introduction .. 67 Objectives .. 67 Scope of application .. 68 Requirements .. 68 A . General .. 68 B . Primary suppliers .. 72 eNviRONmeNTAL and SOciAL Standard 7 . Indigenous Peoples/Sub-Saharan African Historically Underserved Traditional Local Communities.

10 75 Introduction .. 75 Objectives .. 76 Scope of application .. 76 Requirements .. 77 A . General .. 77 B . Circumstances requiring free, prior and informed consent (FPIC) .. 55/25/17 8:34 AMvi C . Grievance mechanism .. 82 D . Indigenous peoples/Sub-Saharan African historically underserved traditional local communities and broader development planning .. 82 eNviRONmeNTAL and SOciAL Standard 8 . Cultural Heritage .. 85 Introduction .. 85 Objectives .. 85 Scope of application .. 85 Requirements .. 86 A . General .. 86 B . Stakeholder consultation and identification of cultural heritage .. 86 C. Legally protected cultural heritage areas .. 87 D. Provisions for specific types of cultural heritage.