UNITED STATES DISTRICT COURT - Justice

1 2AO 245B(Rev. 09/11) Judgment in a Criminal CaseSheet 1 UNITEDSTATESDISTRICTCOURTSOUTHERND istrict ofINDIANAUNITED STATES OF AMERICAJUDGMENT IN A CRIMINAL D. SNOWCase Number:1:11CR00042-003 USM Number:09969-028 Jeffrey A. BaldwinTHE DEFENDANT:Defendant s AttorneyGpleaded guilty to count(s)Gpleaded nolo contendere to count(s)which was accepted by the found guilty on count(s)1, 4, 6, 7 and 12after a plea of not defendant is adjudicated guilty of these offenses:Title & SectionNature of OffenseOffense EndedCount(s)18 USC 371 Conspiracy to Commit Wire Fraud and securities Fraud11/30/09118 USC 1343 and 2 Wire Fraud7/9/08418 USC 1343 and 2 Wire Fraud10/30/09618 USC 1343 and 2 Wire Fraud11/10/09715 USC 78j(b) securities Fraud11/30/0912 The defendant is sentenced as provided in pages 2 through5 of this judgment.

2 The sentence is imposed pursuant tothe Sentencing Reform Act of defendant has been found not guilty on count(s)2, 3, 5, 8, 9, 10 and 11 GCount(s)GisGare dismissed on the motion of the UNITED is ordered that the defendant must notify the UNITED STATES attorney for this DISTRICT within 30 days of any change of name, residence,or mailing address until all fines, restitution, costs, and special assessments imposed by this judgment are fully paid. If ordered to pay restitution,the defendant must notify the COURT and UNITED STATES attorney of material changes in economic of Imposition of JudgmentSignature of Judicial OfficerHonorable Jane E. Magnus-Stinson, DISTRICT COURT JudgeName and Title of Judicial OfficerDate A CERTIFIED TRUE COPY Laura A.

3 Briggs, Clerk DISTRICT COURT Southern DISTRICT of Indiana By Deputy Clerk . DISTRICT Courtuthern DISTRICT ofIIIIIIIIIIIIIIII ndndndndndndndndndndnddnddndnddddndndddn ddndndndddddndddnnndnnndndnnnnnnnnnniaia iiaiiiiiiiiiiiiiiiiiiiiiina12/10/2012 BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB +RQ -DQH 0 DJQXV 6 WLQVRQ -XGJH 8 QLWHG 6 WDWHV 'LVWULFW &RXUW 6 RXWKHUQ 'LVWULFW RI ,QGLDQDCase 1:11-cr-00042-JMS-DML Document 452 Filed 12/10/12 Page 1 of 6 PageID #: 9717AO 245B(Rev. 09/11) Judgment in Criminal CaseSheet 2 ImprisonmentJudgment Page2of5 DEFENDANT:RICK D. SNOWCASE NUMBER:1:11CR00042-003 IMPRISONMENTThe defendant is hereby committed to the custody of the UNITED STATES Bureau of Prisons to be imprisoned for atotal term of: 120 monthsCount 1 - 60 months.

4 Counts 4, 6, 7, and 12 - 120 months per count, all counts concurrent, for a total of 120 monthsXThe COURT makes the following recommendations to the Bureau of Prisons:That the defendant be placed in a facility in central Indiana or OhioGThe defendant is remanded to the custody of the UNITED STATES defendant shall surrender to the UNITED STATES Marshal for this notified by the UNITED STATES defendant shall surrender for service of sentence at the institution designated by the Bureau of Prisons:Gbefore 2 notified by the UNITED STATES notified by the Probation or Pretrial Services have executed this judgment as follows:Defendant delivered ontoa, with a certified copy of this STATES MARSHALByDEPUTY UNITED STATES MARSHALCase 1:11-cr-00042-JMS-DML Document 452 Filed 12/10/12 Page 2 of 6 PageID #: 9718AO 245B(Rev.)

5 09/11) Judgment in a Criminal CaseSheet 3 Supervised ReleaseJudgment Page3of5 DEFENDANT:RICK D. SNOWCASE NUMBER:1:11CR00042-003 SUPERVISED RELEASEUpon release from imprisonment, the defendant shall be on supervised release for a term of :2 years per count, concurrentThe defendant must report to the probation office in the DISTRICT to which the defendant is released within 72 hours of release from thecustody of the Bureau of defendant shall not commit another federal, state or local defendant shall not unlawfully possess a controlled substance. The defendant shall refrain from any unlawful use of a controlledsubstance. The defendant shall submit to one drug test within 15 days of release from imprisonment and at least two periodic drug above drug testing condition is suspended, based on the COURT s determination that the defendant poses a low risk offuture substance abuse.

6 (Check, if applicable.)XThe defendant shall not possess a firearm, ammunition, destructive device, or any other dangerous weapon. (Check, if applicable.)XThe defendant shall cooperate in the collection of DNA as directed by the probation officer. (Check, if applicable.)GThe defendant shall comply with the requirements of the Sex Offender Registration and Notification Act (42 16901, et seq.)as directed by the probation officer, the Bureau of Prisons, or any state sex offender registration agency in which he or she resides,works, is a student, or was convicted of a qualifying offense. (Check, if applicable.)GThe defendant shall participate in an approved program for domestic violence. (Check, if applicable.)If this judgment imposes a fine or restitution, it is a condition of supervised release that the defendant pay in accordance with theSchedule of Payments sheet of this judgment.

7 The defendant shall comply with the standard conditions that have been adopted by this COURT as well as with any additional conditionson the attached CONDITIONS OF SUPERVISION1)the defendant shall not leave the judicial DISTRICT without the permission of the COURT or probation officer;2)the defendant shall report to the probation officer in a manner and frequency directed by the COURT or probation officer;3)the defendant shall answer truthfully all inquiries by the probation officer and follow the instructions of the probation officer;4)the defendant shall support his or her dependents and meet other family responsibilities;5)the defendant shall work regularly at a lawful occupation, unless excused by the probation officer for schooling, training, or otheracceptable reasons;6)the defendant shall notify the probation officer at least ten days prior to any change in residence or employment;7)the defendant shall refrain from excessive use of alcohol and shall not purchase, possess, use, distribute, or administer anycontrolled substance or any paraphernalia related to any controlled substances, except as prescribed by a physician;8)the defendant shall not frequent places where controlled substances are illegally sold, used, distributed, or administered.

8 9)the defendant shall not associate with any persons engaged in criminal activity and shall not associate with any person convicted ofa felony, unless granted permission to do so by the probation officer;10)the defendant shall permit a probation officer to visit him or her at any time at home or elsewhere and shall permit confiscation of anycontraband observed in plain view of the probation officer;11)the defendant shall notify the probation officer within seventy-two hours of being arrested or questioned by a law enforcement officer;12)the defendant shall not enter into any agreement to act as an informer or a special agent of a law enforcement agency without thepermission of the COURT ; and13)as directed by the probation officer, the defendant shall notify third parties of risks that may be occasioned by the defendant s criminalrecord or personal history or characteristics and shall permit the probation officer to make such notifications and to confirm thedefendant s compliance with such notification 1:11-cr-00042-JMS-DML Document 452 Filed 12/10/12 Page 3 of 6 PageID #: 9719AO 245B(Rev.

9 09/11) Judgment in a Criminal CaseSheet 3C Supervised ReleaseJudgment :RICK D. SNOWCASE NUMBER:1:11CR00042-003 SPECIAL CONDITIONS OF defendant shall pay any restitution that is imposed by this judgment and that remains unpaid at the commencementof the term of supervised defendant shall provide the probation officer access to any requested financial defendant shall not incur new credit charges or open additional lines of credit without the approval of the defendant shall submit to the search (with the assistance of other law enforcement as necessary) of his person,vehicle, office/business, residence and property, including computer systems and peripheral devices. The defendant shallsubmit to the seizure of contraband found. The defendant shall warn other occupants the premises may be subject defendant shall not be self-employed or employed in a position with fiduciary responsibility unless approved by theprobation officer.

10 Upon a finding of a violation of probation or supervised release, I understand that the COURT may (1) revoke supervision, (2)extend the term of supervision, and/or (3) modify the conditions of supervision. These conditions have been read to me. I fully understand the conditions and have been provided a copy of them.(Signed) Probation Officer/Designated WitnessDateCase 1:11-cr-00042-JMS-DML Document 452 Filed 12/10/12 Page 4 of 6 PageID #: 9720AO 245B(Rev. 09/11) Judgment in a Criminal CaseSheet 5 Criminal Monetary PenaltiesJudgment Page4of5 DEFENDANT:RICK D. SNOWCASE NUMBER:1:11CR00042-003 CRIMINAL MONETARY PENALTIESThe defendant shall pay the total criminal monetary penalties under the schedule of payments on Sheet $ $$202,830, determination of restitution is deferred until.