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UNITED STATES SECURITIES AND EXCHANGE …

As filed with the SECURITIES and EXCHANGE commission on April 10, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSIONW ashington, 20549 Form 20-FANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2016 commission file number: 001-15030 VALE (Exact name of Registrant as specified in its charter)Federative Republic of Brazil(Jurisdiction of incorporation or organization)Luciano Siani Pires, Chief Financial Officerphone: +55 21 3814 8888fax: +55 21 3814 8820 Avenida das Am ericas, 700 Bloco 8 Loja 31822640-100 Rio de Janeiro, RJ, Brazil(Address of principal executive offices) SECURITIES registered or to be registered pursuant to Section 12(b) of the Act:Name of Each EXCHANGE onTitle of Each ClassWhich Regist

As filed with the Securities and Exchange Commission on April 10, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington

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Transcription of UNITED STATES SECURITIES AND EXCHANGE …

1 As filed with the SECURITIES and EXCHANGE commission on April 10, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSIONW ashington, 20549 Form 20-FANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2016 commission file number: 001-15030 VALE (Exact name of Registrant as specified in its charter)Federative Republic of Brazil(Jurisdiction of incorporation or organization)Luciano Siani Pires, Chief Financial Officerphone: +55 21 3814 8888fax: +55 21 3814 8820 Avenida das Am ericas, 700 Bloco 8 Loja 31822640-100 Rio de Janeiro, RJ, Brazil(Address of principal executive offices) SECURITIES registered or to be registered pursuant to Section 12(b) of the Act.

2 Name of Each EXCHANGE onTitle of Each ClassWhich RegisteredPreferred class A shares of Vale, no par value per shareNew York Stock EXCHANGE *American Depositary Shares (evidenced by American Depositary Receipts), eachNew York Stock Exchangerepresenting one preferred class A share of ValeCommon shares of Vale, no par value per shareNew York Stock EXCHANGE *American Depositary Shares (evidenced by American Depositary Receipts), eachNew York Stock Exchangerepresenting one common share of Guaranteed Notes due 2019, issued by Vale OverseasNew York Stock Guaranteed Notes due 2020, issued by Vale OverseasNew York Stock Guaranteed Notes due 2021, issued by Vale OverseasNew York Stock Guaranteed Notes due 2022, issued by Vale OverseasNew York Stock Guaranteed Notes due 2026, issued by Vale OverseasNew York Stock Guaranteed Notes due 2034, issued by Vale OverseasNew York Stock Guaranteed Notes due 2036.

3 Issued by Vale OverseasNew York Stock Guaranteed Notes due 2039, issued by Vale OverseasNew York Stock Notes due 2042, issued by Vale York Stock EXCHANGE *Shares are not listed for trading, but only in connection with the registration of American Depositary Shares pursuant to therequirements of the New York Stock registered or to be registered pursuant to Section 12(g) of the Act: NoneSecurities for which there is a reporting obligation pursuant to Section 15(d) of the Act: NoneThe number of outstanding shares of each class of stock of Vale as of December 31, 2016 was.

4 3,185,653,000 common shares, no par value per share1,967,721,914 preferred class A shares, no par value per share12 golden shares, no par value per shareIndicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the SECURITIES No If this report is an annual or transition report, indicate by check mark if the registrant is not required to file reports pursuant toSection 13 or 15(d) of the SECURITIES EXCHANGE Act of No Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the SecuritiesExchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports)and (2)

5 Has been subject to such filing requirements for the past 90 No Indicate by check mark whether the registrant has submitted electronically and posted on its corporate website, if any, every InteractiveData File required to be submitted and posted pursuant to Rule 405 of Regulation S-T ( of this chapter) during the preceding12 months (or for such shorter period that the registrant was required to submit and post such files).Yes No Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer.

6 See definition of accelerated filer and large accelerated filer in Rule 12b-2 of the EXCHANGE Act. (Check one):Large accelerated filer Accelerated filer Non-accelerated filer Indicate by check mark which basis of accounting the registrant has used to prepare the financial statements included in this GAAP International Financial Reporting Standards as issued by the International Accounting Standards Board Other If Other has been checked in response to the previous question, indicate by check mark which financial statement item the registranthas elected to 17 Item 18 If this is an annual report.

7 Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the ExchangeAct).Yes No TABLE OF CONTENTSPagePageForm 20-F cross reference Share ownership and tradingForward-looking party financial on the companyShare price of of equity SECURITIES by the affiliated Management and informationDiscontinued and articles of association .144II. Operating and financial review andShareholder controls and other security of and capital of disclosure controls andContractual sheet s report on internal controlCritical accounting policies and estimates.

8 103over financial of ethics and accountant fees and services ..165 Information filed with SECURITIES regulators . to consolidated financial statements ..F-1iFORM 20-F CROSS REFERENCE GUIDEItemForm 20-F captionLocation in this reportPage1 Identity of directors, senior managementand 2 Offer statistics and expected 3 Key information3A Selected financial financial Capitalization and 3C Reasons for the offer and use 3D Risk on the History and development of overview, Capital expenditures.

9 17, 714B Business overview, Lines of business,Reserves, Regulatory , 27, 62, 734C Organizational 4D Property, plant and of business, Capital expenditures,Regulatory , 71, 734 AUnresolved staff 5 Operating and financial review andprospects5A Operating Results of Liquidity and capital and capital Research and development, patents andlicenses, Trend Results of Off-balance sheet sheet accounting policies and estimates ..1035F Tabular disclosure of Safe Forward-looking , senior management andemployees 6A Directors and senior Board Board of Share shareholders.

10 Major shareholders,Employees , 1367 Major shareholders and related partytransactions7A Major Related party Related party Interests of experts and 8 Financial information8A Consolidated statements and otherfinancial Significant 9 The offer and listing9A Offer and listing price Plan of 9C Trading Selling 9E 9F Expenses of the iiItemForm 20-F captionLocation in this reportPage10 Additional information10A Share and articlesof association Common shares andpreferred Memorandum and articles and articles


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