Chapter 13

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Chapter 13. EQUITY SECURITIES. CONTINUING OBLIGATIONS. Preliminary An issuer shall comply (and undertakes by its application for listing (Form A1 of Appendix 5), once any of its securities have been admitted to listing, to comply) with the Listing Rules in force from time to time. [Repealed 1 January 2013]. The continuing obligations in this Chapter are primarily to ensure the maintenance of a fair and orderly market in securities and that all users of the market have simultaneous access to the same information. Failure by an issuer to comply with a continuing obligation may result in the Exchange taking disciplinary action in addition to its power to suspend or Chapter 13.

1/13 13 – 1 CHAPTER 13 Chapter 13 EQUITY SECURITIES CONTINUING OBLIGATIONS Preliminary 13.01 An issuer shall comply (and undertakes by its application for listing (Form A1 of Appendix

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