Chapter 14A - HKEX

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7/1414A 1CHAPTER 14AChapter 14AEQUITY SECURITIESCONNECTED This Chapter applies to connected transactions entered into by a listed issuer or its subsidiaries. The connected transaction rules ensure that the interests of shareholders as a whole are taken into account by the listed issuer when the listed issuer s group enters into a connected Connected transactions include both capital and revenue nature transactions. They may be one-off transactions or continuing The general requirements for connected transactions include disclosures in announcements, circulars and annual reports, and shareholders approval.

14A – 2 7/14 Definitions 14A.06 In this Chapter, the following definitions apply: (1) a “30%-controlled company” means a company held by a person who can: (a) exercise or control the exercise of 30% (or an amount for triggering a

  Chapter, Chapter 14a