IMPORTANT CLIENT INFORMATION
IMPORTANT CLIENT INFORMATIONDecember 11, 2 021TABLE OF CONTENTSSection I Raymond James ........................................ ........3Standard of Conduct Regulation Best Interest ...3Capacity ........................................ ...........................3Conflicts of Interest ........................................ .........4Our Affiliated Entities ........................................ ......4Section II account Types and Scope of Services .............5Brokerage Accounts ........................................ ..........5Advisory Accounts ........................................ ............5Account Monitoring ........................................ ..........6 Investment Approach ........................................ .......6Section III Compensation, Costs, and Fees .....................6Costs and Fees ........................................ ..................6 brokerage Commissions.
Regardless of your financial professional’s title, all recommendations regardingyour brokerage account will be made in a brokerdealer capacity, and all - investment advice regarding youradvisory account will be made in an investment advisory capacity. When your financial professional makes a recommendation or provides
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