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Transfer Agent Overview - Computershare

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Transfer Agent Overviewcertaintyingenuityadvantage 2 > ComputershareTransfer Agent OverviewContentsExecutive summary 3What is stock? 3Registered and beneficial shareholders 4Recordkeeping and the Transfer Agent 5Transfer Agent regulations 5Book entry and printed certificates 7Dividends 7Dividend reinvestment plans (DRP) and direct stock purchase plans (DSPP) 7Waiver plans 8Transferring shares 8Lost certificates 8Sales of shares 8The Depository Trust Company (DTC) 8Fast Automated Securities Transfer (FAST) system 9Deposit or Withdrawal by Custodian (DWAC) 9Direct Registration System (DRS)

> Direct stock purchase/dividend reinvestment plan administration > Escheatment and lost shareholder search and report filing > Issuance for secondary offerings > Stock option issuance > Restricted stock transfers > Communication with shareholders on behalf of the issuer, including sending: > Proxy materials (see proxy materials section below)

  Overview, Plan, Transfer, Stocks, Purchase, Agent, Computershare, Stock purchase, Transfer agent overview

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