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Transfer Agent Overview - Computershare

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Transfer Agent Overviewcertaintyingenuityadvantage 2 > ComputershareTransfer Agent OverviewContentsExecutive summary 3What is stock? 3Registered and beneficial shareholders 4Recordkeeping and the Transfer Agent 5Transfer Agent regulations 5Book entry and printed certificates 7Dividends 7Dividend reinvestment plans (DRP) and direct stock purchase plans (DSPP) 7Waiver plans 8Transferring shares 8Lost certificates 8Sales of shares 8The Depository Trust Company (DTC) 8Fast Automated Securities Transfer (FAST) system 9Deposit or Withdrawal by Custodian (DWAC)

Transfer agents may also provide additional services for shareholders and issuers, including online account access, employee equity compensation services and corporate action services. A transfer agents also acts as a registrar, to help ensure that the corporation does not issue more shares of stock than have been authorized.

  Corporate, Overview, Transfer, Agent, Computershare, Transfer agent overview

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