Transfer Agent Overview - Computershare
Transfer Agent Overviewcertaintyingenuityadvantage 2 > ComputershareTransfer Agent OverviewContentsExecutive summary 3What is stock? 3Registered and beneficial shareholders 4Recordkeeping and the Transfer Agent 5Transfer Agent regulations 5Book entry and printed certificates 7Dividends 7Dividend reinvestment plans (DRP) and direct stock purchase plans (DSPP) 7Waiver plans 8Transferring shares 8Lost certificates 8Sales of shares 8The Depository Trust Company (DTC) 8Fast Automated Securities Transfer (FAST) system 9Deposit or Withdrawal by Custodian (DWAC) 9Direct Registration System (DRS)
Transfer agent regulations Since the mid-1970s, transfer agents have been subject to federal regulation by the SEC in accordance with the Securities Exchange Act of 1934. Transfer agents must comply with all applicable rules of the SEC, primarily sections 17Ad-1 through 17Ad-20 of the Securities Exchange Act of 1934. These regulations include
Download Transfer Agent Overview - Computershare
Information
Domain:
Source:
Link to this page:
Please notify us if you found a problem with this document: