The Senior Managers and Certification Regime: Guide for ...

The Senior Managers and Certification Regime: Guide for FCA solo-regulated firms 1 Introduction How this guide will help you This guide is a summary of our rules and guidance on the Senior Managers & Certification Regime (SM&CR). It provides an overview of how the SM&CR works and what firms need to do under the new regime.

  Firm, Regulated, Regime, Solo, Solo regulated firms

ASSEMBLEIA DA REPÚBLICA

Sumário: Regime de prevenção e combate à atividade financeira não autorizada e proteção dos consumidores. Regime de prevenção e combate à atividade financeira não autorizada e proteção dos consumidores A Assembleia da República decreta, …

  Regime

NHS Provider Selection Regime

Why do we need a new provider selection regime? 2.1. The creation of statutory ICSs recognises that collective decision-making between different bodies is the best way to arrange services. We need to make changes to the law so that …

  Selection, Provider, Regime, Provider selection regime

Policy Statement PS21/9 July 2021

1.15 The current prudential regime for FCA investment firms is based on requirements designed for globally active systemically important banks. The main aim of this regime is to protect depositors by ensuring that it is difficult for a bank to fail. Investment firms do not have depositors that need to be protected. This means that the current

  Regime

Terminal Illness Medical Attestation for a Disability ...

SC ISP-2530-B (2019-06-10) E2 / 5 Social Insurance Number:Section 2 - Consent for Service Canada to obtain personal informationThe PROTECTED B consent for Service Canada to obtain personal information (when completed) must be completed and returned with this Terminal Illness Medical Attestation.