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The Senior Managers and Certification Regime: Guide for ...
www.fca.org.ukThe Senior Managers and Certification Regime: Guide for insurers 2 Overview of the regime To help you understand our rules, we’ve provided: • a diagram showing the key elements of the regime for all firms (see below) • a summary of the SM&CR tools • an SM&CR readiness checklist t o esonsiiit tteents o esonsiiities riin ecords hecs