The SEC’s New Marketing Rule: Key Takeaways for Advisers

www.morganlewis.com

Advertising Rule, effectively creating a single “Marketing Rule” in Rule 206(4)-1 (the Rule). The changes are very significant and will require all registered investment advisers to reassess their policies and procedures, marketing materials, solicitation and marketing arrangements, and any other methods by

  Rules, Marketing, Investment, Adviser, Takeaways, New marketing rule, Key takeaways for advisers