Search results with tag "Regulation and supervision"
Financial Regulation and Supervision in Zimbabwe: An ...
www.zeparu.co.zwRegulation refers to the rules that govern the conduct of intermediaries, whilst supervision is the monitoring aspect undertaken by one or more public authorities in order to ensure compliance with regulations. In Zimbabwe there are five principal agencies charged with the responsibility of financial regulation and supervision.
Joint European Supervisory Authority response
www.eba.europa.eueffective regulation and supervision of mixed activity groups; and (vi) strengthening supervisory resources and cooperation between financial and other relevant authorities, including on a cross- border and multi-disciplinary basis; and (vii) the need for the active monitoring of the use of social
Legal Aspects of Financial Services Regulation and the ...
siteresources.worldbank.orgLEGAL ASPECTS OF FINANCIAL SERVICES REGULATION AND THE CONCEPT OF A UNIFIED REGULATOR Kenneth Kaoma Mwenda LAW, JUSTICE, AND DEVELOPMENT SERIES The regulation and supervision of financial services has traditionally been
Basel Committee on Banking Supervision Consultative …
www.bis.org1. The Core Principles for Effective Banking Supervision (Core Principles) are the de facto minimum standard for sound prudential regulation and supervision of banks and banking systems. Originally issued by the Basel Committee on Banking Supervision (the Committee)1 in 1997, they are used by countries as a benchmark for assessing the quality of
FINANCIAL REGULATION IN THE EUROPEAN UNION
eurodad.orgfinancial regulation in the european union mapping eu decision making structures on financial regulation and supervision myriam vander stichele - somo
FINANCIAL REGULATION IN THE EUROPEAN UNION
www.eurodad.orgfinancial regulation in the european union mapping eu decision making structures on financial regulation and supervision myriam vander stichele - somo
CENTRAL BANK OF NIGERIA
www.cbn.gov.ngFOR THE REGULATION AND SUPERVISION OF MICROFINANCE BANKS IN NIGERIA JANUARY 2020 . 2 CONTENTS ... to address challenges observed in the implementation of the Microfinance Policy of 2005 and emerging developments in the industry. The Guidelines sought to promote rapid and
Regulation and Supervision of Fintech - assets.kpmg
assets.kpmg3 Regulation and supervision of fntech and viability of a Implications for firms Firms entering the fntech space – established fnancial institutions, established non-fnancial corporates and start-ups – need to factor the ever-changing nature of regulation and supervision into their strategies, business planning, governance and risk management.