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Firms Fined, Individuals Sanctioned Reported for …
www.finra.org1 Firms Fined, Individuals Sanctioned Braymen, Lambert and Noel Securities, Ltd. (CRD® #124902, San Antonio, Texas) and Shannon Braymen (CRD #2099783, San Antonio, Texas) submitted a Letter of Acceptance, Waiver and Consent (AWC) in which the firm …