Search results with tag "In connection"
Regulatory Notice 16-37 - finra.org
www.finra.org00 qualifying, identifying, soliciting, or acting as a placement agent or finder (i) on behalf of an issuer in connection with a sale of newly-issued, unregistered securities to institutional investors or (ii) on behalf of an issuer or a control person in connection
CONFIDENTIALITY AND NON-DISCLOSURE AGREEMENT …
oz.stern.nyu.eduaction in connection therewith, including without limitation at least the action that each takes to protect the confidentiality of its comparable proprietary assets; (iii) to the extent within their respective possession and/or control, upon termination of this Agreement for any reason, immediately return to the provider
REFERRAL CONTRACT FOR
www.nar.realtorNov 18, 2013 · commission that Receiving Broker/Agent receives in connection with the foregoing. The parties hereby agree that the referral fee shall be fully paid by the Receiving Broker/Agent no later than _____ business days after the transaction is completed. o Other (describe) n Referral Fee Particulars
On Demand Migration - User Guide
support-public.cfm.quest.comsoftware license or nondisclosure agreement. This software may be used or copied only in accordance with the terms of the applicable agreement. ... estoppel or otherwise, to any intellectual property right is granted by this document or in connection with the sale of Quest Software products. ...