Guideline on Anti-Money Laundering and Counter- …

Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615 (the AMLO), and section 399 of the Securities and Futures Ordinance, Cap. 571 (the SFO). 1.2 Terms and abbreviations used in this Guideline shall be interpreted by reference to the definitions set out in the Glossary part of this Guideline. 1.3

  Money, Terrorists, Counter, Laundering, Money laundering and counter, And counter terrorist

LEGISLATIVE COUNCIL BRIEF Securities and Futures …

- 2 - THE PROPOSALS Major policy considerations 4. There are provisions in the SFO including its subsidiary legislation that are designed especially for investor protection.

  Legislation, Subsidiary, Subsidiary legislation

Table A - Market Capitalisation of the World's Top …

Table A - Market Capitalisation of the World's Top Stock Exchanges (As at end June 2018) 表A – 世界各大證券交易所的市值 (截至2018 年6 月底)

  World, Market, Table, Capitalisation, Table a market capitalisation of the world s top

交易披露 - sfc.hk

交易披露 2018 年3 月22 日 透過吸收合併進行私有化 就中國建材股份有限公司的股份的交易披露 執行人員接獲依據香港《公司收購及合併守則》規則22 作出以下的證券交易的披露：

Exchange Traded Funds and Listed Funds

Exchange Traded Funds and Listed Funds This FAQ is prepared by the Investment Products Division and aims to provide basic information to market practitioners in respect of exchange traded funds (“ETFs”) and listed funds, which are subject to the SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance

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3 Section II - Code on Unit Trusts and Mutual Funds ...

Topics January 2019 Provisions of the UT Code New schemes with new operators (i.e. with new management companies and new trustees/ custodians) New schemes with new management companies but existing trustees/ custodians

Mergers and Share - sfc.hk

July 2018 Int-1 INTRODUCTION 1. Nature and purpose of the Takeovers Code and Share Buy-backs Code 1.1 The Takeovers Code and the Share Buy-backs Code have been issued by the SFC in consultation with the Panel.

July - September 2021

Quarterly Report July-September 2021 5 Highlights Operational Review Corporate Developments Activity Data Financial Statements Corporates Listing applications and takeovers activities Quarter ended 30.9.2021 Six months ended 30.9.2021 Six months ended 30.9.2020 YoY change (%) Listing applications 78 198 143 38.5

  Report, Activities, Quarterly, Quarterly report

Registered with the Securities and Futures

persons which deal in securities and/or futures contracts listed or traded on The Stock Exchange of Hong Kong Limited or Hong Kong Futures Exchange Limited or trade in leveraged foreign exchange contracts. These are derived primarily from former rules of the Exchanges and the repealed Leveraged Foreign Exchange Trading Ordinance.

  Future, Securities, Securities and futures

Guidelines on Competence - SFC

2 For a corporation that has a complex ownership or control structure (eg, structures involving multiple layers, cross-holdings, trusts, nominee arrangements) without an obvious commercial purpose, the SFC may obtain further information to understand whether there is a legitimate reason for the particular structure.

  Guidelines, Purpose, Structure, Competence, Guidelines on competence

National Money Laundering and Terrorist Financing Risk ...

National Money Laundering and Terrorist Financing Risk Assessment FATF Guidance 4 2013 1. INTRODUCTION & TERMINOLOGY 1.1 Purpose, scope and status of this guidance 1. Identifying, assessing, and understanding risks is an essential part of the ML/TF implementation and development of a national anti-money laundering / countering the financing of

  Assessment, Risks, Money, Financing, Terrorists, Laundering, Money laundering and terrorist financing risk, Money laundering and terrorist financing risk assessment

Update: COVID-19-related Money Laundering and Terrorist ...

Terrorist Financing December 2020. The Financial Action Task Force (FATF) is an independent inter-governmental body that develops and promotes policies to protect the global financial system against money laundering, terrorist financing and the financing of

  Financing, Terrorists, Terrorist financing, And terrorist

INTERNATIONAL CONVENTION FOR THE SUPPRESSION OF …

Oct 24, 1995 · the suppression of terrorist financing to supplement related existing international instruments, Considering that the financing of terrorism is a matter of grave concern to the international community as a whole, Noting that the number and seriousness of acts of international terrorism depend on the financing that terrorists may obtain,

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Guideline on Compliance of Anti-Money Laundering and ...

1.1 The Guideline on Compliance of Anti-Money Laundering and Counter-Terrorist Financing Requirements for Trust or Company Service Providers (“this Guideline”) is issued by the Registrar of Companies (“the Registrar”) under section 7 of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap.

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Country Reports on Terrorism 2019 - U.S. Department of …

— an Iran-backed terrorist group that is based in Lebanon but that has a truly global reach. Throughout the year, the United States ratcheted up efforts to degrade and disrupt Hizballah’s finances, with numerous designations of financial entities, facilitators, and money launderers tied

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