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Appendix C - IIA

B-1 Executive Leadership & Operating ManagementC-1 Chief Audit ExecutiveC-3 IA StaffB-2 IA StaffC-2 Board Members, Senior & Operating ManagementC-4 External Auditors & Other Assurance ProvidersBackground Information and Document Request ChecklistEvaluation SummaryQuality Assessment ReportA1D1IA GovernanceIA StaffIA ManagementIA ProcessA2D2A4D4A3D3 Background Information on the internal audit (IA) Request Checklist cross-referenced to planning/program process flow: IA Governance, IA Staff, IA Management, and IA designed for each segment. Assessors document their conclusions regarding conformance with mandatory guidance here. Evaluation Summary provides a record of ratings determined within the programs by assessors.

B-1 Executive Leadership & Operating Management C-1 Chief Audit Executive C-3 IA Staff B-2 IA Staff C-2 Board Members, Senior & Operating Management C-4 External Auditors & Other Assurance Providers Background Information and Document Request Checklist Evaluation Summary Quality Assessment Report A1 D1 IA IA Governance Staff Management Process

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