Transcription of ASX Clear (Futures) Procedures Determinations & Practice Notes
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ASX Clear (Futures) Procedures Determinations & Practice Notes
ASX Clear (Futures) Operating rules Procedures Determinations And Practice Notes Page 1 23 July 2018 ASX Clear (FUTURES) OPERATING rules Procedures Determinations AND Practice Notes Rule Definitions .. 5 Rule (a) Becoming a Clearing Participant .. 5 Rule (c) Business Integrity Requirements .. 5 Rule (e) Organisational Requirements .. 6 Rule Applicants Incorporated or Carrying on Business Outside Australia .. 7 Rule (aa) Becoming a Clearing Participant [Deleted] .. 8 Rule (a) Annual Audit 8 Form 1 Independent Auditor s Report on Net Tangible Assets rules .. 9 Form 2 Auditor's Report on Audited NTA Return .. 11 Rule (ac) Group Structure Chart .. 13 Rule (e) Professional Indemnity Insurance .. 13 Rule (ea) List of Authorised Signatories .. 14 Rule (a) Foreign Clearing Participants and other Clearing Participants with Overseas Activity .. 14 Rule Satisfaction of Obligations of ASX Clear (Futures) .. 14 Rule 8 Financial requirements.
ASX Clear (Futures) Operating Rules – Procedures Determinations And Practice Notes Page 1 23 July 2018. ASX CLEAR (FUTURES) OPERATING RULES . PROCEDURES DETERMINATIONS
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