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Best Practices for a Highly Effective Internal Audit Function

1 Best Practices for a Highly Effective Internal Audit Function Ryan Sturgis, Senior Manager Aran Loftus, Manager 2 The material appearing in this presentation is for informational purposes only and should not be construed as advice of any kind, including, without limitation, legal, accounting , or investment advice. This information is not intended to create, and receipt does not constitute, a legal relationship, including, but not limited to, an accountant-client relationship. Although this information may have been prepared by professionals, it should not be used as a substitute for professional services. If legal, accounting , investment, or other professional advice is required, the services of a professional should be sought.

Audit Function and Outsourcing o Issued in 2003, following the implementation of Sarbanes-Oxley ... 14 Interest Rate Risk Accounting and Finance Outside consulting firm 15 Journal entries Accounting and Finance 16 Liquidity Accounting and Finance Audit Universe. 17 CREATING A RISK ASSESSMENT

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