Transcription of Consultation paper on revised SREP guidelines
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Consultation paper on revised SREP guidelines
GL ON COMMON PROCEDURES AND METHODOLOGIES FOR SREP AND SUPERVISORY STRESS TESTING EBA/CP/2021/26 28 June 2021 Consultation paper Draft guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) and supervisory stress testing under Directive 2013/36/EU GL ON COMMON PROCEDURES AND METHODOLOGIES FOR SREP AND SUPERVISORY STRESS TESTING 2 Contents 1. Responding to this Consultation 6 Submission of responses 6 Publication of responses 6 Data protection 6 2. Executive summary 7 Next steps 8 3. Background and rationale 9 4. Draft revised guidelines 16 Compliance and reporting obligations 18 Status of these guidelines 18 Reporting requirements 18 Title 1. Subject matter, definitions, level of application and implementation 19 Subject matter 19 Definitions 19 Level of application 23 Date of application 24 Repeal 24 Title 2.
10.10 Interaction between supervisory and AML/CFT measures 232 Title 11. Application of the SREP to cross-border groups 233 11.1 Application of the SREP to cross-border groups 233 11.2 SREP capital assessment and institution-specific prudential requirements 235 11.3 SREP liquidity assessment and institution-specific prudential requirements 237
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