Transcription of Continuing obligations for companies listed in the …
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Continuing obligations for companies listed in the …
January obligations for companies listed in the UKContentsPageIntroduction 2 Continuing obligations framework3 Overview of the key requirements of the Continuing obligations regimeThe Listing and Premium Listing Principles5 Listing Rules6 Disclosure Guidance and Transparency Rules9UK Corporate Governance Code11 FCA Corporate Governance Rules13 Auditors review of corporate governance disclosures15 Market Abuse Regulation16 Other requirements17 Further information18 AppendicesAppendix 120 Appendix 2211 | Continuing obligations for companies listed in the UK | PwCIntroductionA company listed in the UK is subject to the Continuing obligations imposed by the Financial Conduct Authority ( FCA ) and the london Stock exchange . The key Continuing obligations imposed by the FCA can be found in the Listing Rules and the Disclosure Guidance and Transparency Rules ( DTRs ). As illustrated by the diagram on the following page, the Continuing obligations framework and its application to different types of issuers is booklet provides an overview of the key requirements of the Continuing obligations regime and considers the impact of recent amendments notably the Market Abuse Regulation ( MAR ) which came into effect on 3 July 2016.
Introduction. A company listed in the UK is subject to the continuing obligations imposed by the Financial Conduct Authority (‘FCA’) and the London Stock Exchange.
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