Transcription of Division of Enforcement 2020 Annual Report - SEC
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Division of Enforcement 2020 Annual Report - SEC
DISCLAIMER This is a Report of the staff of the Securities and Exchange Commission. The Commission has expressed no view regarding the analysis, findings, or conclusions contained herein. Report available on the Web at i CONTENTS MESSAGE FROM THE Focus on Financial Fraud and Issuer Disclosure.
I am pleased to share the Division of Enforcement’s annual report for Fiscal Year 2020. And what a year it was. Like everyone, the challenges we faced – and continue to face – were unexpected and beyond imagination. In response to these extraordinary challenges, ... Novartis AG. In a settled action, the Commission found that local ...
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