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EBA-CP-2020-06 CP on draft RTS on prudential requirements …

EBA Regular Use EBA Regular Use EBA/RTS/2020/11 16 December 2020 Final report draft regulatory technical standards related to the implementation of a new prudential regime for investment firms on: - the information for the authorisation of credit institutions under point(a) of Article 8a(6) of Directive 2013/36/EU - the prudential requirements for investment firms under Articles 7 (5), 9(4) and 13(4), point (a) to (c) of Article 1 5(5), and Article 2 3(3) of Regulation (EU) 2019/2033 - the prudential requirements for investment firms under Article 5 (6) of Directive (EU) 2019/2034 FINAL REPORT ON THE draft RTS ON THE IMPLEMENTATION OF IFR/IFD 2 EBA Regular Use Contents 1. Executive summary 3 2. Background and rationale 5 Background 5 draft RTS (under Article 8a(6), point (a) of the CRD) on the information to be provided for the authorisation of credit institutions as defined in point (1)(b) of Article 4(1) of the CRR 6 draft RTS to specify the calculation of the fixed overheads requirement and define the notion of a material change (Article 13(4) of the IFR) 7 draft RTS to specify the methods for measuring the K-factors (Article 15(5)(a) of the IFR) 9 draft RTS to specify the notion of segregated accounts (Article 15())

out in the IFD/IFR for the draft regulatory technical standards (RTS) . A comprehensive wor k plan for delivering all mandates is established in the Roadmap on Investment Firms Prudential Package, which was published by the EBA on 2 May 2020. 3. These draft RTS have been developed in accordance with the principles laid down in the i nvestment

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