ELECTRONIC FILING INSTRUCTIONS SEC V. …

ELECTRONIC FILING INSTRUCTIONSSEC V. CITIGROUP Notes PLEASE READ In addition to these INSTRUCTIONS , please review the details set forth in the claim form and notice prior tosubmitting claims. These INSTRUCTIONS are in reference to investors who were identified in the related securities class action,entitledIn reCitigroup Inc. Securities Litigationpending in the US District Court for theSouthernDistrict of New York(the Class Action ). If you previously submitted claim(s) in connection with the Class Action, you may be entitled to share inthe proceeds of theCitigroup Fund. If you had claims that were automatically included in theFair Fund, you would have receivedan email onApril2, 2018with a listing of these previously filedclaims and their status with respect to the Fair Fund matter. Claimswould have been identified as ClassAction Authorized or Class Action Deficient . If you intend resolve any deficiencies for claims deemed Class Action Deficient , you must submitrelevant documentation or data revisions along with a description ofwhat you are trying to YOU DID NOT FILEA CLAIM IN THE PRIOR SETTLEMENT ORDID NOT RECEIVESTATUS INFORMATION FOR A PARTICULAR CLAIM OR ACCOUNT, YOU MAY FILE ANEW CLAIM BY FOLLOWING THESE INSTRUCTIONS AND REQUIREMENTSREVISIONS ORADDITIONAL TRANSACTIONSFOR A PREVIOUSLY FILED CLAIMMUSTBEPROVIDEDSEPARATELYFROM ANY NEW CLAIMS FILED If you are an institution or claim preparer FILING on behalf of client/customer accounts ( not anindividua)

6 – SEC v. Citigroup Inc. 5. SUBSTITUTE W-9 FORM If you are an institution or claim preparer filing on behalf of client/customer accounts (i .e. not an

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