Transcription of Final report on
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Final report on
EBA/RTS/2020/05 18 June 2020 Final report on Draft regulatory technical standards on criteria to definemanagerial responsibility and control functions, a materialbusiness unit and a significant impact on its risk profile, andcategories of staff whose professional activities have a materialimpact on an institution s risk profile Final report ON RTS ON CRITERIA FOR THE IDENTIFICATION OF STAFF 2 Contents 1. Executive Summary 3 2. Background and rationale 5 3. Draft regulatory technical standards 8 4. Accompanying documents 18 Draft cost benefit analysis 18 Annex to the impact assessment: Main findings from the review of the RTS on identified staff regarding the criteria set out in the RTS 25 Annex: Qualitative criteria under Article 3 of the RTS applicable during the review of the RTS on identified staff 31 Feedback on the public consultation 33 Final report ON RTS ON CRITERIA FOR THE IDENTIFICATION OF STAFF 31.
Draft regulatory technical standards on criteria to define managerial responsibility and control functions, a material business unit and a significant impact on its risk profile, and categories of staff whose professional activities have a material impact on an institution’s risk profile
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