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Global Code Of Business Conduct and Ethics

Global code Of Business Conduct and EthicsPrincipal Financial Group Table of ContentsMessage from our Chairman, President and CEO Mission and Core Values Using This code What is expected of me? Are there additional policies and standards? What are the consequences of violating the code ? How do I report suspected violations? What happens after I report a concern? How am I protected from retaliation for reporting a concern? Additional considerations ContactsIntegrity in all Relationships:In the Workplace Discrimination and Harassment Diversity and Inclusion Privacy and Confidentiality Workplace SafetyWith Customers Customer Complaints Fair Dealing with Customers Privacy and Information ProtectionFor Shareholders Conflicts of Interest Financial Reporting and Accountability Gifts and Entertainment Insider Trading Media Relations Protection & Proper Use of Company Assets Records Retention Social MediaAs a Global Citizen Compliance with Laws - Anti-boycott - Anti-money Laundering - Bribery and Corruption - Competition Laws - Human Rights - Intellectual Property - Political Activity Community Involvement2A Message from our Chairman, President and CEOS trong principles have been critical to the success of Principal Financial Group since it was founded in 1879.

The Global Code of Business Conduct and Ethics (Code) is designed to guide the conduct of all Principal employees, regardless of location, function or position, on ethical issues that are faced during the normal course of business.

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