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Guidelines - Europa

Guidelines On outsourcing to cloud service providers 10/05/2021| ESMA50-164-4285. ESMA REGULAR USE. Table of Contents I. Scope .. 2. II. Legislative references, abbreviations and definitions .. 3. III. Purpose .. 9. IV. Compliance and reporting obligations .. 9. V. Guidelines on outsourcing to cloud service providers ..10. Guideline 1. Governance, oversight and documentation ..10. Guideline 2. Pre-outsourcing analysis and due diligence ..12. Guideline 3. Key contractual elements ..14. Guideline 4. Information security ..15. Guideline 5. Exit strategies ..16. Guideline 6. Access and Audit Rights ..17. Guideline 7. Guideline 8. Written notification to competent authorities ..19. Guideline 9. Supervision of cloud outsourcing 1. ESMA REGULAR USE. I. Scope Who? 1. These Guidelines apply to competent authorities and to (i) alternative investment fund managers (AIFMs) and depositaries of alternative investment funds (AIFs), (ii).

Commission Delegated Regulation (EU) 2013/231 of 19 December 2012 supplementing Directive 2011/61/EU of the European Parliament and of the Council with regard to exemptions, general operating conditions, depositaries, leverage, transparency and supervision4

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Transcription of Guidelines - Europa

Documents from same domain

Questions and Answers

www.esma.europa.eu

Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC ... European Commission adopted without modifications the regulatory technical standards developed by ... Directive 2004/39/EC of the European Parliament and the Council

  European commission, European, Commission, Regulations, 2004, No 648

BRIEFING Legal Entity Identifier (LEI) - Europa

www.esma.europa.eu

Legal Entity Identifier (LEI) The Legal Entity Identifier (LEI) is a 20-digit, alpha-numeric code that enables clear and unique identification of legal entities participating in financial transactions. 1 LEIs, like other identifiers, are needed by firms to fulfil their reporting obligations under financial regulations and directives.

  Entity, Legal, Identifiers, Legal entity identifier

Public consultation on the governance of the Monitoring ...

www.esma.europa.eu

The consultation paper rightly refers to International Financial Reporting Standards (IFRS) issued by the International Accounting Standards Board (IASB) which is overseen by the Trustees of the IFRS Foundation and a Monitoring Board composed of public authorities.

  International, Standards, Consultation

Questions and Answers - ESMA

www.esma.europa.eu

16 December 2016 | ESMA/2016/1669 Questions and Answers ... legislation or ESMA guidelines. 4. The European Commission has already published its own Q&A on AIFMD 6. II. Purpose ... part of a department) – can exert material influence on the AIFM’s risk profile or on an AIF it

  Guidelines, Question, 2016, Part, Answers, Questions and answers

Guidelines - ESMA

www.esma.europa.eu

10 October 2016 | ESMA/2016/1452 Corrected on 07/08/2017 Guidelines Transaction reporting, order record keeping and clock synchronisation under MiFID II

  Guidelines, Record, Keeping, Record keeping

Practical Guide - ESMA

www.esma.europa.eu

Practical Guide is intended as an aide to market participants and may be particularly helpful to shareholders with notification obligations under national law in …

  Guide, Practical, Practical guide

Questions and Answers - ESMA

www.esma.europa.eu

Apr 08, 2019 · 4 42. Rights issue: communication by a custodian to its clients in one member state about pre-emption rights in relation to a public offer of new shares taking place in another

  Question, Answers, Questions and answers

Guidelines

www.esma.europa.eu

5 application of Article 25(2) of MiFID II and of Articles 54 and 55 of the MiFID II Delegated Regulation. 10. ESMA expects these guidelines to promote greater convergence in the interpretation of,

  Mifid, Mifid ii

Final Report

www.esma.europa.eu

providers for business Regulation. 2 Date: 10 November 2021 . 3 Date: 10 November 2021 Table of Contents ... CA National competent authority or authorities designated by a Member State ... PRIIPS Regulation (EU) No 1286/2014 of the European Parliament and of the Council of 26 November 2014 on key information documents for ...

  Provider, 2014, Designated

Guidelines on Liquidity Stress Testing in UCITS and AIFs

www.esma.europa.eu

These Guidelines relate to liquidity stress testing in UCITS and AIFs. 3. In particular, in respect of managers they apply primarily in relation to Article 16(1) of the AIFMD, Articles 47 and 48 of the AIFMD Level 2 Regulation, Article 51 of the UCITS

  Guidelines, Testing, Stress, Liquidity, Guidelines on liquidity stress testing

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www.ema.europa.eu

24 January 2013 . Draft Revision 1* finalised by the Agency in collaboration with Member States ... intended audience, is distinct from transparency. Transparency aims to provide public access to information related to data assessment, decision -making and safety monitoring performed by ... 1 Directive 2010/84/EU amending Directive 2001/83/EC ...

  Guidelines, Good, Practices, 2013, Guideline on good pharmacovigilance practices, Pharmacovigilance, Directive, Transparency, Amending, Amending directive

Final Report - Europa

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transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market and amending Directive 2001/34/EC (as amended by Directive 2013/50/EU of the European Parliament and of the Council of 22 October 2013)

  Report, 2013, Directive, Final, Transparency, Final report, Amending, Amending directive, Directive 2013

Law of 12 July 2013 on alternative investment fund managers

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6. the Law of 12 July 2013 on alternative investment fund managers, as amended; (Mém. A 2016, No 39) − the Law of 10 May 2016 . − transposing Directive 2014/91/EU of the European Parliament and of the Council of 23 July 2014 amending Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions

  2013, Directive, Amending, Amending directive

ECB guide to internal models - Europa

www.bankingsupervision.europa.eu

amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC (OJ L 176, 27.6.2013, p. 338), referred to in this guide as “CRD IV”. 2 EBA Guidelines on common procedures and methodologies for the supervisory review and evaluation

  Guide, Model, Internal, 2013, Directive, Amending, Guide to internal models, Amending directive

on the Functioning of the European Carbon Market in 2020 ...

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greenhouse gas emission allowance trading within the Union and amending Council Directive 96/61/EC, OJ L 275, 25.10.2003, p. 32 12 Directive (EU) 2018/2002 of the European Parliament and of the Council of 11 December 2018 amending Directive 2012/27/EU on energy efficiency, OJ L 328, 21.12.2018, p. 210

  Directive, Amending, Amending directive

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3 Directive 2001/65/EC of the European Parliament and of the Council of 27 September 2001 amending Directives 78/660/EEC, 83/349/EEC and 86/635/EEC as regards the valuation rules for the annual and consolidated accounts of certain types of companies as well as of banks and other financial institutions.

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The Federal Acquisition Regulation (FAR): Answers to ...

fas.org

The Federal Acquisition Regulation (FAR): Answers to Frequently Asked Questions Congressional Research Service 1 Introduction The federal government is the largest buyer of goods and services in the world,1 and executive branch agencies—particularly the Department of Defense—make most of these purchases.2 Many (although not all) acquisitions by executive branch agencies are subject to the ...

  Federal, Regulations, Answers, Acquisition, The federal acquisition regulation

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