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How to perform a financial institution risk assessment

How to perform a financial institution risk assessmentThis quick reference guide walks you through three steps to perform a risk assessment for your FI, and includes examples and best REFERENCE GUIDE 1 OVERVIEW1 TABLE OF CONTENTS1 - Risk assessment Overview ..2 Introduction ..2 Tips and tricks ..3 2 - Performing a Risk assessment ..4 Performing a risk assessment for your financial institution ..4 Three steps to complete a risk assessment ..5 Step 1: perform a risk assessment based on risk factors ..6 Step 2: Provide narrative guidance to show understanding and justification for risk ratings.

• Services provided to third-party payment processors or senders • Private banking • Foreign exchange • Special use or concentration accounts • Lending activities, particularly loans secured by cash collateral and marketable securities • Non-deposit account services – non-deposit investment products and insurance

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