Transcription of IMPORTANT CLIENT INFORMATION - Raymond James
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IMPORTANT CLIENT INFORMATION - Raymond James
IMPORTANT CLIENT INFORMATIOND ecember 11, 2 021 TABLE OF CONTENTSS ection I Raymond James ..3 Standard of Conduct Regulation Best Interest ..3 Capacity ..3 Conflicts of Interest ..4 Our Affiliated Entities ..4 Section II Account Types and Scope of Services ..5 Brokerage Accounts ..5 Advisory Accounts ..5 Account Monitoring ..6 Investment Approach ..6 Section III Compensation, Costs, and Fees ..6 Costs and Fees ..6 Brokerage Commissions ..6 Advisory Fees ..7 Product Costs and Fees ..7 Conflicts Related to Compensation ..7 Other Costs and Fees ..8 Section IV Investment Products and Services.
for the Form ADV (or Wrap Fee Program Brochure, as applicable). ... recommendations or provide investment advice on our behalf as “financial advisors” or “advisors” in firm communications, including, among other things, our website (raymondjames.com ... investment adviser’s ADV Part 2A or on the SEC’s website at .
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