Transcription of Your relationship with UBS
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Your relationship with UBS
January 2022 Your relationship with UBS Understanding our approach, services, fees, compensation and conflicts of interest You can obtain a paper copy of this booklet and any other disclosure referenced in this booklet free of charge by contacting your UBS Financial Advisor or by calling us toll free at 888-526-7454. The information in this booklet is current as of the date on the cover and we reserve the right to change our programs, fees and payment structures at any time. We will notify you of any material changes we make. You should review this document carefully, retain it with your records and refer to it when you receive recommendations from us. Table of contents Introduction .. 5 Part one: Understanding our approach, services, fees, compensation and conflicts of interest .. 6 Our Financial Advisors .. 6 Our investment approach.
Apr 22, 2021 · On page 13, an additional firm-level conflict was added to explain that the firm offers investment and services from companies in which we or our affiliates have an ownership interest and from third parties that utilize such companies as service providers.
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