Transcription of Investor Bulletin - SEC
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Investor Bulletin - SEC
Investor Bulletin : exchange - traded Funds (ETFs)The SEC s Office of Investor Education and Advocacy is issuing this Investor Bulletin to educate investors about exchange - traded funds ( ETFs ). This Investor Bulletin discusses only ETFs that are registered as open-end investment companies or unit investment trusts under the Investment Company Act of 1940 (the 1940 Act ). It does not address other types of exchange - traded products that are not registered under the 1940 Act, such as exchange - traded commodity funds or exchange - traded notes. The following information is general in nature and is not intended to address the specifics of your financial situation. When considering an investment, make sure you understand the particular investment product fully before making an investment decision. What is an ETF? ETFs are a type of exchange - traded investment product that must register with the SEC under the 1940 Act as either an open-end investment company (generally known as funds ) or a unit investment trust.
Exchange-Traded Funds (ETFs) The SEC’s Office of Investor Education and Advocacy . is issuing this Investor Bulletin to educate investors about exchange-traded funds (“ETFs”). This Investor Bulletin discusses . only. that may or may not be the same as the net asset value ETFs that are registered as open-end investment companies or unit
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