Transcription of KNOW YOUR CLIENT (KYC) APPLICATION FORM …
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Investment Services BA / Br Prefix Code BA / Br Name F. Complete Address, City, PIN, Mobile Number (Objected form will be returned on this address). know your CLIENT (KYC) APPLICATION form . (BSE, NSE, MCX - SX, CDSL). Intraday Square off required Yes No ACCOUNT OPENING form . AOP00038_12413_001. VERSION INDEX OF DOCUMENTS. Sr. Page No. Name of the Document Brief Significance of the Document No. MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI & EXCHANGES. A. KYC form - Document captures the basic information about the constituent 1-3. along with an instruction/check list for filling KYC form . 1. Account Opening form B. Document captures the additional information about the constituent relevant to trading account. 4-6,9-20. 2. Tariff sheet Document detailing the rate / amount of brokerage and other charges levied on the CLIENT for trading on the stock exchange(s). 21. 3. Policies and Procedures Document describing significant policies and procedures of the stock broker.
a c c o u n t o p e n i n g f o r m version 1.7 know your client (kyc) application form (bse, nse, mcx - sx, cdsl) f ba / br prefix code ba / br name
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