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Licensing: Financial requirements

regulatory GUIDE 166. licensing : Financial requirements September 2017. About this guide This guide sets out the Financial requirements you must meet as the holder of an Australian Financial services (AFS) licence. The requirements vary depending on the Financial products and services you offer. If you are a body regulated by the Australian Prudential Regulation Authority (APRA), as defined in s3(2) of the Australian Prudential Regulation Authority Act 1998 (APRA Act), and are not required to comply with s912A(1)(d) of the Corporations Act 2001 (Corporations Act), this guide does not apply to you.

REGULATORY GUIDE 166 Licensing: Financial requirements . September 2017 . About this guide This guide sets out the financial requirements you must meet as the holder of an Australian financial services (AFS) licence. The requirements vary depending on the financial products and services you offer.

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