Transcription of NATIONAL FINANCIAL SERVICES LLC
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NATIONAL FINANCIAL SERVICES LLC
BrokerCheck ReportNATIONAL FINANCIAL SERVICES LLCS ection TitleReport SummaryFirm HistoryCRD# 1304118 Firm Profile2 - 7 Page(s)Firm Operations9 - 28 Disclosure Events29 Please be aware that fraudsters may link to BrokerCheck from phishing and similar scam websites, trying to steal your personal information or your sure you know who you re dealing with when investing, and contact FINRA with any more information read ourinvestor alerton BrokerCheck BrokerCheck offers information on all current, and many former, registered securities brokers, and all current and formerregistered securities firms. FINRA strongly encourages investors to use BrokerCheck to check the background ofsecurities brokers and brokerage firms before deciding to conduct, or continue to conduct, business with them. What is included in a BrokerCheck report? BrokerCheck reports for individual brokers include information such as employment history, professionalqualifications, disciplinary actions, criminal convictions, civil judgments and arbitration awards.
NATIONAL FINANCIAL SERVICES LLC Section Title Report Summary Firm History CRD# 13041 1 8 Firm Profile 2 - 7 ... This section provides information relating to all direct owners and executive officers of the brokerage firm. Direct Owners and Executive Officers Firm Profile ... CHIEF FINANCIAL OFFICER Less than 5% Individual 10/2014 Yes 4610621 Is ...
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