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PROXY ADVISORS ARE STILL A PROBLEM

PROXY . ADVISORS . ARE STILL . A PROBLEM . 2021 PROXY SEASON. ANALYSIS SHOWS. COMPANIES CONTINUE. TO REPORT SIMILAR RATE. OF ERRORS DESPITE. HEIGHTENED SCRUTINY. December 2021. Kyle Isakower Senior Vice President of Regulatory & Energy Policy Page intentionally left blank PROXY ADVISORS ARE. STILL A PROBLEM . 2021 PROXY SEASON ANALYSIS SHOWS. COMPANIES CONTINUE TO REPORT. SIMILAR RATE OF ERRORS DESPITE. HEIGHTENED SCRUTINY. CONTENTS. Introduction 4. Background/Analysis 6. Summary of Findings 9. Conclusion 13. Appendix 14. INTRODUCTION. For years, the Securities and Exchange PROXY advisor recommendations as a solicitation . Commission (SEC) has examined and considered and therefore subjected advisor recommendations various regulatory reforms to enhance the inner to anti-fraud provisions in the SEC's PROXY rules. workings of the PROXY process, which governs how shareholders vote to influence the governance and In 2020, the SEC approved a formal rule on PROXY strategy of publicly traded companies.

Proxy Advisor Rule, new evidence shows that proxy ... proxy seasons dating back to 2016 – which have uncovered a total of over 200 apparent errors and serious disagreements in the examined time periods. ... after the annual meeting is concluded, and because they place strict limits on sharing

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