Transcription of RULE 30 EARLY WARNING SYSTEM
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RULE 30 EARLY WARNING SYSTEM
rule 30 EARLY WARNING SYSTEM A Dealer Member shall be designated in EARLY WARNING level 1 or level 2 according to its capital, profitability and liquidity position from time to time and frequency of designation or at the discretion of the Corporation as provided in this rule 30 . The terms and definitions used in this Rule shall have the same meanings as used in Statement C and Schedules 13 and 13A to Form 1 of the Corporation, unless otherwise defined in the rules or the context requires, and reference shall be made to such Statement and Schedules in interpreting this rule 30 . LEVEL 1. A Dealer Member shall be designated in EARLY WARNING level 1 if at any time: Liquidity Its EARLY WARNING reserve is a negative number; or Capital Its risk adjusted capital is less than 5% of total margin required; or Profitability 1.
RULE 30 . EARLY WARNING SYSTEM . 30.1. A Dealer Member shall be designated in early warning level 1 or level 2 according to its capital, profitability and liquidity position from time to time and frequency of designation or at the
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