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SEC Strategic Plan 2014 - 2018, Draft for Comment

Planning for the Future Strategic plan U . S . S e c u r i t i e s a n d E x c h a n g e C o m m i s s i o n F I S C A L Y E A R S 2 0 1 4 2 0 1 8 D R A F T F O R C O M M E N T [ Draft ] I This document presents the Securities and Exchange Commission s Strategic plan prepared in accordance with the Government Performance and Results Act Modernization Act of 2010. The plan sets out the Commission s mission, vision, values, and Strategic goals for fiscal years 2014 through 2018. Furthermore, it discusses the SEC s environment, details the Strategic objectives the Commission seeks to achieve, presents the strategies and initiatives that will be undertaken to accomplish those objectives, and lists the performance goals that will be used to gauge the agency s progress.

Strategic Plan attempts to anticipate various ways in which the markets, regulated industries and legislative requirements may evolve over time, no plan can anticipate all possible scenarios. The following discussion outlines

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